DEFY PARTNERS MANAGEMENT, LLC
Adviser information for DEFY PARTNERS MANAGEMENT, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-111912 |
|---|---|
| SEC ERA File Number | 802-111912 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290048 |
| Legal Entity Identifier | None |
Principal Office
2973 WOODSIDE ROADWOODSIDE
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 650-530-0193, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| DEFY N GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEFY PARTNERS GP GOALS I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEFY PARTNERS GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEFY PARTNERS GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEFY PARTNERS GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DEFY N, L.P. | Venture Capital Fund | $4.0M | $0.0M | 3 |
| DEFY PARTNERS GOALS I, L.P. | Venture Capital Fund | $8.6M | $0.0M | 20 |
| DEFY PARTNERS I, L.P. | Venture Capital Fund | $155.9M | $0.0M | 37 |
| DEFY PARTNERS II, L.P. | Venture Capital Fund | $217.2M | $0.0M | 48 |
| DEFY PARTNERS III, L.P. | Venture Capital Fund | $26.3M | $0.0M | 37 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEQUEIRA, NEIL, FRANCIS | Individual | – | MANAGER OF DEFY PARTNERS MANAGEMENT, LLC | 09/2016 | > 75% |