THE BLU FUND

ALFA INTERNATIONAL, INC. Legal Name

Adviser information for THE BLU FUND last updated from Form ADV on January 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location British Virgin Islands

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-111974
SEC ERA File Number 802-111974
SEC CIK Numbers 1729321
SEC CRD Numbers 290237
Legal Entity Identifier 254900SGQCCA1DE3ZM53

Principal Office

OCEANIA BUSINESS PLAZA, TOWER 2000, 43RD FLOOR
STREET PUNTA COLON, PUNTA PACIFICA
PANAMA CITY
Panama
Monday - Friday, 8:30 AM - 6:00 PM
Tel: 212-537-6584, Fax: None

Chief Compliance Officer

MARIA BORRERO
CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT
OCEANIA BUSINESS PLAZA, TOWER 2000, 43RD FLOOR
STREET PUNTA COLON, PUNTA PACIFICA
PANAMA CITY
Panama
Tel: 929-326-9122
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BLU FUND TRADING PARTNERS, LP Hedge Fund $136.9M $2.5M 4

Control Persons

Name Type Entity Title Since Ownership
BORRERO, MARIA, GABRIELA Individual CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, DIRECTOR 06/2016 < 5%
GOLDSTEIN, JACK, NMN Individual FAIRHAVEN CAPITAL LIMITED TRUSTEE OF FAIRHAVEN 2019 TRUST 09/2020 > 75%
GOLDSTEIN, JACK, NMN Individual DIRECTOR 01/2013 < 5%
FAIRHAVEN CAPITAL LIMITED Foreign Entity SHAREHOLDER 01/2022 > 75%
FAIRHAVEN 2019 TRUST Foreign Entity FAIRHAVEN CAPITAL LIMITED SOLE SHAREHOLDER 09/2020 > 75%

No. Employees, Historic

000202020212022202320240 on 3/17/20200 on 3/22/20210 on 3/29/20220 on 1/19/2023