TMC FUND ADVISORS, LLC

Adviser information for TMC FUND ADVISORS, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Real estate broker, dealer, or agent

Identifiers

SEC RIA File Number 802-111977
SEC ERA File Number 802-111977
SEC CIK Numbers None
SEC CRD Numbers 290124
Legal Entity Identifier None

Principal Office

15615 ALTON PARKWAY
SUITE 450
IRVINE
CA
United States
Monday - Friday, 8AM-5PM
Tel: (949) 742-0800, Fax: None

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
TMC OPPORTUNITY FUND 2, LLC Private Equity Fund $5.6M $1.0M 8

Control Persons

Name Type Entity Title Since Ownership
CHEN, MINORU, SHUT Individual MEMBER 06/2017 10-25%
FERRARO, MARK, BARRY Individual PRESIDENT 06/2017 > 75%

No. Employees, Historic

0002020202120222023202420250 on 3/25/20200 on 3/31/20210 on 3/29/20220 on 6/29/20230 on 1/30/20240 on 3/6/2024