EMR CAPITAL MANAGEMENT LIMITED

Adviser information for EMR CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Other (specify)
Fiscal Year End	DECEMBER
Legal Location	Cayman Islands

Employees

Total Number of Employees	0
Investment Advisory/Research	0
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	–
Compensation	–

Identifiers

SEC RIA File Number	802-111988
SEC ERA File Number	802-111988
SEC CIK Numbers	None
SEC CRD Numbers	290297
Legal Entity Identifier	None

Principal Office

ONE NEXUS WAY, CAMANA BAY
GRAND CAYMAN
Cayman Islands

Monday - Friday, 9AM TO 6PM

Tel: +1 345 923 1565, Fax: None

Websites

www.emrcapital.com

Chief Compliance Officer

None

Industry Affiliates

EMR CAPITAL ADVISORS PTY LTD	Other investment adviser, including financial planners
EMR CAPITAL CO-INVESTMENT III GP LIMITED	Sponsor, GP, manager of pooled investment vehicles
EMR CAPITAL GP 1 LIMITED	Sponsor, GP, manager of pooled investment vehicles
EMR CAPITAL GP II LIMITED	Sponsor, GP, manager of pooled investment vehicles
EMR CAPITAL GP III LIMITED	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
EMR CAPITAL CO-INVESTMENT 1, LP	Private Equity Fund	$0.2M	$0.0M	8
EMR CAPITAL CO-INVESTMENT 2, LP	Private Equity Fund	$0.3M	$0.0M	10
EMR CAPITAL CO-INVESTMENT III, LP	Private Equity Fund	$108.4M	$0.0M	15
EMR CAPITAL CO-INVESTMENT IX LP	Private Equity Fund	$29.8M	$0.0M	16
EMR CAPITAL CO-INVESTMENT V, LP	Private Equity Fund	$45.4M	$0.0M	7
EMR CAPITAL CO-INVESTMENT VI, LP	Private Equity Fund	$93.7M	$0.0M	3
EMR CAPITAL CO-INVESTMENT VII, LP	Private Equity Fund	$14.1M	$0.0M	4
EMR CAPITAL CO-INVESTMENT VIII, LP	Private Equity Fund	$0.1M	$0.0M	7
EMR CAPITAL RESOURCES FUND 1, LP	Private Equity Fund	$218.7M	$0.0M	55
EMR CAPITAL RESOURCES FUND II, LP	Private Equity Fund	$210.2M	$0.0M	75
EMR CAPITAL RESOURCES FUND III, LP	Private Equity Fund	$26.7M	$0.0M	27

Control Persons

Name	Type	Entity	Title	Since	Ownership
CHANG, CHIEN MIN	Individual	–	DIRECTOR OF EMR CAPITAL MANAGEMENT LIMITED	02/2016	< 5%
CHANG, CHIEN MIN	Individual	–	DIRECTOR OF EMR CAPITAL GP II LIMITED	12/2015	< 5%
HEGARTY, OWEN, LEIGH	Individual	–	DIRECTOR OF EMR CAPITAL GP II LIMITED	12/2015	< 5%
HEGARTY, OWEN, LEIGH	Individual	–	DIRECTOR OF EMR CAPITAL GP 1 LIMITED	10/2013	< 5%
CHANG, CHIEN MIN	Individual	–	DIRECTOR OF EMR CAPITAL GP 1 LIMITED	10/2013	< 5%
WIGNEY, GLEN	Individual	–	DIRECTOR OF EMR CAPITAL GP 1 LIMITED	11/2017	< 5%
WIGNEY, GLEN	Individual	–	DIRECTOR OF EMR CAPITAL GP II LIMITED	11/2017	< 5%
WIGNEY, GLEN	Individual	–	DIRECTOR OF EMR CAPITAL MANAGEMENT LIMITED	11/2017	< 5%
EMR CAPITAL HOLDINGS LIMITED	Foreign Entity	–	SHAREHOLDER OF EMR CAPITAL GP 1 LIMITED	12/2017	> 75%
EMR CAPITAL HOLDINGS LIMITED	Foreign Entity	–	SHAREHOLDER OF EMR CAPITAL GP II LIMITED	12/2017	> 75%
EMR CAPITAL HOLDINGS LIMITED	Foreign Entity	–	SHAREHOLDER OF EMR CAPITAL MANAGEMENT LIMITED	12/2017	> 75%
EMR CAPITAL GLOBAL LIMITED	Foreign Entity	EMR CAPITAL HOLDINGS LIMITED	SHAREHOLDER OF EMR CAPITAL HOLDINGS LIMITED	12/2017	> 75%
WIGNEY, GLEN	Individual	–	DIRECTOR OF EMR CAPITAL GP III LIMITED	02/2019	< 5%
EMR CAPITAL HOLDINGS LIMITED	Foreign Entity	–	SHAREHOLDER OF EMR CAPITAL GP III LIMITED	02/2019	> 75%
CHANG, CHIEN MIN	Individual	–	DIRECTOR OF EMR CAPITAL CO-INVESTMENT III GP LIMITED	03/2018	< 5%
HEGARTY, OWEN, LEIGH	Individual	–	DIRECTOR OF EMR CAPITAL CO-INVESTMENT III GP LIMITED	03/2018	< 5%
WIGNEY, GLEN	Individual	–	DIRECTOR OF EMR CAPITAL CO-INVESTMENT III GP LIMITED	03/2018	< 5%
EMR CAPITAL HOLDINGS LIMITED	Foreign Entity	–	EMR CAPITAL CO-INVESTMENT III GP LIMITED	03/2018	> 75%
EMR CAPITAL GROUP LIMITED	Foreign Entity	EMR CAPITAL GLOBAL LIMITED	SHAREHOLDER OF EMR CAPITAL GLOBAL LIMITED	12/2017	> 75%
CHANG, CHIEN MIN	Individual	–	DIRECTOR OF EMR CAPITAL GP III LIMITED	05/2019	< 5%
HEGARTY, OWEN, LEIGH	Individual	–	DIRECTOR OF EMR CAPITAL GP III LIMITED	05/2019	< 5%
CHANG, CHIEN MIN	Individual	EMR CAPITAL HOLDINGS PTY LTD	BENEFICIAL OWNER OF EMR CAPITAL HOLDINGS PTY LTD	12/2017	25-50%
OJH INVESTMENT TRUST	Foreign Entity	EMR CAPITAL GROUP LIMITED	BENEFICIAL OWNER OF EMR CAPITAL GROUP LIMITED	06/2018	25-50%
MANNERING TRUST	Foreign Entity	EMR CAPITAL GROUP LIMITED	BENEFICIAL OWNER OF EMR CAPITAL GROUP LIMITED	11/2019	25-50%
ELIAN TRUSTEE (CAYMAN) LTD	Foreign Entity	OJH INVESTMENT TRUST	TRUSTEE OF OJH INVESTMENT TRUST	06/2018
EMR CAPITAL (OFFSHORE) PTC	Foreign Entity	MANNERING TRUST	TRUSTEE OF THE MANNERING TRUST	02/2023
CHANG, CHIEN MIN	Individual	–	DIRECTOR OF EMR CAPITAL ADVISORS LIMITED	09/2020	< 5%
FERGUSON, RALPH, MITCHUM	Individual	–	DIRECTOR OF EMR CAPITAL ADVISORS LIMITED	09/2020	< 5%
EMR CAPITAL HOLDINGS PTY LTD	Foreign Entity	–	SHAREHOLDER OF EMR CAPITAL ADVISORS PTY LTD	05/2012	> 75%
CHANG, CHIEN MIN	Individual	–	DIRECTOR & CEO OF EMR CAPITAL ADVISORS PTY LTD	05/2012	< 5%
MANINI, ANTONY	Individual	–	DIRECTOR OF EMR CAPITAL ADVISORS PTY LTD	05/2012	< 5%
HEGARTY, OWEN, LEIGH	Individual	–	DIRECTOR OF EMR CAPITAL ADVISORS PTY LTD	05/2012	< 5%
EMR CAPITAL HOLDINGS LIMITED	Foreign Entity	–	SHAREHOLDER OF EMR CAPITAL ADVISORS LIMITED	09/2020	> 75%
FERGUSON, RALPH, MITCHUM	Individual	–	CHIEF FINANCIAL OFFICER	11/2017	< 5%
FERGUSON, RALPH, MITCHUM	Individual	–	DIRECTOR OF EMR CAPITAL MANAGEMENT LIMITED	12/2023	< 5%

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