CARLISLE MANAGEMENT COMPANY S.C.A.
Adviser information for CARLISLE MANAGEMENT COMPANY S.C.A. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Luxembourg |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-112058 |
|---|---|
| SEC ERA File Number | 802-112058 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286131 |
| Legal Entity Identifier | 213800BMFRCLOWO3JI85 |
Principal Office
9, RUE SAINTE ZITHELUXEMBOURG CITY
Luxembourg
Monday - Friday, 8:00AM - 5:00PM
Tel: 352 268 453 59 42, Fax: 352 268 453 59 59
Websites
Chief Compliance Officer
DIDIER MORIN
CHIEF COMPLIANCE OFFICER
9, RUE SAINTE ZITHE
LUXEMBOURG CITY
Luxembourg
Tel:
352 268 453 59 42
Fax:
352 268 453 59 59
D*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LUXEMBOURG LIFE FUND - ABSOLUTE RETURN FUND I | Hedge Fund | $256.5M | $0.1M | 11 |
| LUXEMBOURG LIFE FUND - LONG TERM GROWTH FUND | Hedge Fund | $147.6M | $0.1M | 2 |
| LUXEMBOURG LIFE FUND - LONG TERM GROWTH FUND (2021) | Hedge Fund | $772.6M | $0.1M | 6 |
| LUXEMBOURG LIFE FUND II - ABSOLUTE RETURN FUND II | Hedge Fund | $305.8M | $1.0M | 4 |
| LUXEMBOURG LIFE FUND II - ABSOLUTE RETURN FUND III | Hedge Fund | $413.1M | $0.1M | 2 |
| LUXEMBOURG LIFE FUND II - ABSOLUTE RETURN FUND IV | Hedge Fund | $24.0M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOL, TIMMO, HENK | Individual | – | CHIEF OPERATING OFFICER AND OWNER | 12/2008 | 5-10% |
| MORIN, DIDIER, NMN | Individual | – | CHIEF COMPLIANCE OFFICER AND OWNER | 12/2008 | < 5% |
| PILLO PORTSMOUTH HOLDING COMPANY | Domestic Entity | – | OWNER | 12/2008 | 25-50% |
| CARLISLE INVESTMENT GROUP SARL | Foreign Entity | – | GENERAL PARTNER AND OWNER | 12/2008 | < 5% |
| NEUMAN, PHILIP, NMN | Individual | – | OWNER | 12/2008 | 10-25% |
| Garcia, Jose, Estevan | Individual | PILLO PORTSMOUTH HOLDING COMPANY | OWNER | 12/2008 | > 75% |
| PILLO PORTSMOUTH HOLDING COMPANY LLC | Domestic Entity | CARLISLE INVESTMENT GROUP SARL | OWNER | 12/2008 | 50-75% |
| Garcia, Jose, Estevan | Individual | – | CHIEF EXECUTIVE OFFICER AND OWNER | 12/2008 | < 5% |
| HEGGELMAN, VICTOR | Individual | – | CHIEF FINANCIAL OFFICER AND OWNER | 12/2008 | < 5% |
| CARLISLE ACQUISITION VEHICLE, LLC | Domestic Entity | – | OWNER | 05/2019 | 10-25% |
| KERR, WARD, HANLEY | Individual | – | OWNER | 09/2020 | < 5% |
| Deu Pujal, Xavier | Individual | – | OWNER | 09/2020 | < 5% |
| WINTERS, CHRISTOPHER, SHAWN | Individual | – | OWNER | 09/2020 | < 5% |
| NORTHERN LIGHTS CAPITAL PARTNERS (UK) LTD. | Foreign Entity | CARLISLE ACQUISITION VEHICLE, LLC | OWNER | 05/2020 | > 75% |
| NORTHERN LIGHTS MIDCO LLC | Foreign Entity | NORTHERN LIGHTS CAPITAL PARTNERS (UK) LTD. | OWNER | 05/2020 | > 75% |
| AURORA TRUST | Foreign Entity | NORTHERN LIGHTS MIDCO LLC | OWNER | 05/2020 | > 75% |
| GDL VEHICLE LLC | Domestic Entity | – | OWNER | 09/2020 | 5-10% |
| PACIFIC CURRENT GROUP LIMITED | Foreign Entity | AURORA TRUST | OWNER | 05/2020 | > 75% |
| KAPLAN, MARTIN, HENRY | Individual | GDL VEHICLE LLC | OWNER | 09/2020 | 50-75% |
| BERNARD KAPLAN TRUST | Domestic Entity | GDL VEHICLE LLC | OWNER | 05/2020 | 25-50% |
| Kaplan, Shirley | Individual | BERNARD KAPLAN TRUST | BENEFICIARY | 09/2020 | 50-75% |
| KAPLAN, MARTIN, HENRY | Individual | BERNARD KAPLAN TRUST | BENEFICIARY | 05/2020 | 50-75% |
| MANORHAVEN HOLDINGS LLC | Domestic Entity | GDL VEHICLE LLC | OWNER | 09/2020 | |
| MARANS, ZACHARY | Individual | MANORHAVEN HOLDINGS LLC | OWNER | 09/2020 | 50-75% |
| KAPLAN, MARTIN, HENRY | Individual | MANORHAVEN HOLDINGS LLC | OWNER | 09/2020 | 50-75% |
| Polishchuk, Oleksandra | Individual | – | HEAD OF BUSINESS DEVELOPMENT AND INVESTOR RELATIONS | 09/2022 | < 5% |
| MEHEUST, VINCENT, JEROME BERNARD | Individual | – | HEAD OF OPERATIONS | 09/2022 | < 5% |
| BEGAT, EMMANUEL, RENE | Individual | – | DIRECTOR | 11/2016 | < 5% |