M33 GROWTH LLC

Adviser information for M33 GROWTH LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-112106
SEC ERA File Number 802-112106
SEC CIK Numbers None
SEC CRD Numbers 290447
Legal Entity Identifier None

Principal Office

888 BOYLSTON STREET
SUITE 500
BOSTON
MA
United States
Monday - Friday, 9-5
Tel: 617-410-4700, Fax: None

Chief Compliance Officer

None

Industry Affiliates

M33 GROWTH I GP LLC Sponsor, GP, manager of pooled investment vehicles
M33 GROWTH II GP LLC Sponsor, GP, manager of pooled investment vehicles
M33 GROWTH III GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
M33 GROWTH I L.P. Venture Capital Fund $193.3M $0.1M 38
M33 GROWTH II L.P. Venture Capital Fund $336.2M $0.1M 34
M33 GROWTH III L.P. Venture Capital Fund $332.0M $0.1M 48

Control Persons

Name Type Entity Title Since Ownership
SHORTSLEEVE, BRIAN, JOSEPH Individual MANAGING DIRECTOR AND COMPLIANCE DIRECTOR 07/2017 50-75%
LING, GABRIEL, EN-WEI Individual MANAGING DIRECTOR 05/2017 50-75%
CARDUCCI, RACHEL, SARAH Individual CFO 06/2023 < 5%

No. Employees, Historic

0002020202120222023202420250 on 3/19/20200 on 3/29/20210 on 3/25/20220 on 3/29/20230 on 6/14/20230 on 3/26/2024