SARATOGA REALTY INVESTORS LLC
Adviser information for SARATOGA REALTY INVESTORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
222 S. MORGAN ST.SUITE 4D
CHICAGO
IL
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 312-344-1590, Fax: None
Websites
Chief Compliance Officer
MAXWELL YUICHI HOSHINO
MANAGING MEMBER
222 S. MORGAN ST.
SUITE 4D
CHICAGO
IL
United States
Tel:
312-344-1590
H******@********************M
(Full email address available in API data)
Industry Affiliates
| MAXWELL YUICHI HOSHINO | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SARATOGA 7 MASTER FUND, LLC | Real Estate Fund | $22.2M | $0.2M | 15 |
| SARATOGA DEWITT IV, LLC | Real Estate Fund | $26.6M | $0.3M | 31 |
| SARATOGA FUND II, L.P AND SARATOGA REIT II, INC | REIT | $5.0M | $1.0M | 54 |
| SARATOGA V, LLC AND SARATOGA V LOTUS, LLC | Real Estate Fund | $15.2M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOSHINO, MAXWELL, YUICHI | Individual | – | CO-FOUNDER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | 08/2014 | 50-75% |
| Tsuchiya, Atsushi | Individual | – | CHIEF OPERATIONS OFFICER AND MANAGING MEMBER | 01/2022 | 10-25% |