OVATA CAPITAL MANAGEMENT LIMITED
Adviser information for OVATA CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-112198 |
|---|---|
| SEC ERA File Number | 802-112198 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290633 |
| Legal Entity Identifier | 254900X6EYVV0STZMK98 |
Principal Office
HARBOUR EAST, 7TH FLOOR218 ELECTRIC ROAD
HONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM
Tel: +852 3890 3030, Fax: None
Chief Compliance Officer
NICHOLAS BLOOM
CHIEF OPERATING OFFICER
HARBOUR EAST, 7TH FLOOR
218 ELECTRIC ROAD
HONG KONG
Hong Kong
Tel:
+852 3890 3030
N*************@***********M
(Full email address available in API data)
Industry Affiliates
| OVATA CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| OVATA CAPITAL MANAGEMENT SINGAPORE PTE. LTD. | Other investment adviser, including financial planners |
| OVATA MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OVATA EQUITY STRATEGIES MASTER FUND | Hedge Fund | $776.5M | $1.0M | 14 |
| OVATA JADE FUND | Hedge Fund | $66.3M | $1.0M | 2 |
| OVATA SPECIAL SITUATIONS | Hedge Fund | $168.5M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OVATA ASSET MANAGEMENT LIMITED | Foreign Entity | – | 100% SHAREHOLDER OF OVATA CAPITAL MANAGEMENT LIMITED | 08/2017 | > 75% |
| CHEN, WENLAI, JAMES | Individual | – | DIRECTOR, CHIEF INVESTMENT OFFICER | 08/2017 | < 5% |
| MURPHY, DONOUGH, THOMAS | Individual | – | HEAD OF EQUITY CAPITAL MARKETS | 08/2017 | < 5% |
| BLOOM, NICHOLAS, ROY | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 08/2017 | < 5% |
| OVATA HOLDINGS | Foreign Entity | OVATA ASSET MANAGEMENT LIMITED | 100% SHAREHOLDER OF OVATA ASSET MANAGEMENT LIMITED | 08/2017 | > 75% |
| CHEN, WENLAI, JAMES | Individual | OVATA HOLDINGS | OWNER OF OVATA HOLDINGS | 08/2017 | > 75% |