STRATEGIC CAPITAL, INC.
Adviser information for STRATEGIC CAPITAL, INC. last updated from Form ADV on November 9th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | AUGUST |
| Legal Location | Japan |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-112234 |
|---|---|
| SEC ERA File Number | 802-112234 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291025 |
| Legal Entity Identifier | 353800JTZJBOXKK52H64 |
Principal Office
MO BUILDING 6FHIGASHI 3-14-15, SHIBUYA-KU
TOKYO
Japan
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 81 3 6433 5277, Fax: 81 3 6433 5265
Chief Compliance Officer
MASAHIRO ONO
MO BUILDING 6F
HIGASHI 3-14-15, SHIBUYA-KU
TOKYO
Japan
Tel:
81 3 6433 5277
Fax:
81 3 6433 5265
O**@*********P
(Full email address available in API data)
Industry Affiliates
| SCJP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| JAPAN-UP UNIT TRUST | Hedge Fund | $376.6M | $0.7M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KATO, DAN | Individual | – | SENIOR MANAGING DIRECTOR | 09/2012 | 25-50% |
| MARUKI, TSUYOSHI | Individual | – | DIRECTOR AND CEO | 09/2012 | > 75% |
| Kato, Dan | Individual | – | DIRECTOR OF SCJP LTD. | 08/2015 | < 5% |
| Eden, Brian | Individual | – | DIRECTOR OF SCJP LTD. | 04/2016 | < 5% |
| INTERTRUST SPV (CAYMAN) LIMITED | Foreign Entity | – | SHAREHOLDER OF SCJP LTD. | 08/2015 | > 75% |
| INTERTRUST HOLDING (CAYMAN) LIMITED | Foreign Entity | INTERTRUST SPV (CAYMAN) LIMITED | SHAREHOLDER | 10/2015 | > 75% |
| INTERTRUST GROUP HOLDING S.A. | Foreign Entity | INTERTRUST HOLDING (CAYMAN) LIMITED | SHAREHOLDER | 10/2015 | > 75% |
| INTERTRUST GROUP B.V. | Foreign Entity | INTERTRUST GROUP HOLDING S.A. | SHAREHOLDER | 10/2015 | > 75% |
| PACILEO, VIOLET | Individual | – | DIRECTOR | 05/2023 | < 5% |
| INTERTRUST N.V. | Foreign Entity | INTERTRUST GROUP B.V. | SHAREHOLDER | 10/2015 | > 75% |
| ONO, MASAHIRO | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |
| KONNO, MASARU | Individual | – | CHIEF OPERATING OFFICER | 06/2022 | < 5% |
| SMITH, PAUL, LLEWELLYN | Individual | – | DIRECTOR OF SCJP, LTD. | 10/2023 | < 5% |