QUAKE CAPITAL

QUAKE INVESTMENT STRATEGIES, LLC Legal Name

Adviser information for QUAKE CAPITAL last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-112305
SEC ERA File Number 802-112305
SEC CIK Numbers 1697875
SEC CRD Numbers 290746
Legal Entity Identifier None

Principal Office

111 CONGRESS AVENUE
SUITE 500
AUSTIN
TX
United States
Monday - Friday, 9AM - 6PM
Tel: 7373172313, Fax: None

Chief Compliance Officer

JASON FERNANDEZ
COO
111 CONGRESS AVE
SUITE 500
AUSTIN
TX
United States
Tel: 7373172313
(Full email address available in API data)

Industry Affiliates

QUAKE CAPITAL Sponsor, GP, manager of pooled investment vehicles
QUAKE CAPITAL Sponsor, GP, manager of pooled investment vehicles
QUAKE CAPITAL Sponsor, GP, manager of pooled investment vehicles
QUAKE CAPITAL Sponsor, GP, manager of pooled investment vehicles
QUAKE CAPITAL Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
QUAKE 5G SEED FUND I, LP Venture Capital Fund $0.3M $0.3M 5
QUAKE HIGH CONFIDENCE FUND II, L.P. Venture Capital Fund $1.0M $0.1M 22
QUAKE HIGH CONFIDENCE FUND III - ALPHA LP Venture Capital Fund $0.5M $0.1M 11
QUAKE HIGH CONFIDENCE FUND III, L.P. Venture Capital Fund $2.2M $0.1M 31
QUAKE HIGH CONFIDENCE FUND, L.P. Venture Capital Fund $0.8M $0.1M 13
QUAKE SEED CAPITAL FUND II, L.P. Venture Capital Fund $9.7M $0.0M 42
QUAKE SEED CAPITAL FUND III, L.P. Venture Capital Fund $14.0M $0.2M 51
QUAKE SEED CAPITAL FUND, LP Venture Capital Fund $4.7M $0.0M 26

Control Persons

Name Type Entity Title Since Ownership
Burgess, Chad, Lonzie Individual PARTNER 04/2016 10-25%
Maier, Brandon, Michael Individual PARTNER 04/2016 10-25%
Argenbright, Glennon Individual CEO / PARTNER 04/2016 25-50%
FERNANDEZ, JASON, RICHARD Individual CCO / COO 01/2021 < 5%

No. Employees, Historic

000202020222023202420250 on 7/1/20200 on 1/3/20220 on 3/31/20220 on 1/4/20230 on 4/3/20230 on 2/13/2024