APEX | FUNDROCK LIS FUNDROCK LIS
SANNE LIS S.A. Legal Name
Adviser information for APEX | FUNDROCK LIS FUNDROCK LIS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Luxembourg |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-112352 |
|---|---|
| SEC ERA File Number | 802-112352 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291156 |
| Legal Entity Identifier | 549300SFZJMMBDUEUE73 |
Principal Office
5, HEIENHAFFSENNINGERBERG
Luxembourg
Monday - Friday, 8 AM TO 6 PM CET
Tel: + 352 26 34 56 1, Fax: + 352 26 34 56 66
Chief Compliance Officer
HUWER, WOLFRAM
HEAD OF COMPLIANCE
5, HEIENHAFF
SENNINGERBERG
Luxembourg
Tel:
+352 26 34 56 422
Fax:
+352 26 34 56 66
W************@*************M
(Full email address available in API data)
Industry Affiliates
| GENERAL PARTNER SERVICES S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOERGEN, THOMAS, NMN | Individual | – | CHAIRMAN OF THE BOARD OF DIRECTORS | 02/2012 | < 5% |
| Weimerskirch, Pierre, Guillaume | Individual | – | MEMBER OF THE BOARD OF DIRECTORS | 02/2012 | < 5% |
| HERTZ, CHRISTIAN, MARIE | Individual | – | MANAGING DIRECTOR, DIRECTOR | 01/2019 | < 5% |
| Kr�tz, Susanne, nmn | Individual | – | CHIEF FINANCIAL OFFICER | 04/2013 | < 5% |
| BR�DEL, RALPH, GUNTER CARL | Individual | – | CHIEF RISK OFFICER | 09/2008 | < 5% |
| Cordella, Ivano, nmn | Individual | – | CHIEF INVESTMENT OFFICER | 01/2020 | < 5% |
| BOESEN, MARC, NMN | Individual | – | CHIEF OPERATIONS OFFICER | 04/2014 | < 5% |
| APEX GROUP (LUXEMBOURG) HOLDINGS S.A.R.L. | Foreign Entity | – | HOLDING COMPANY | 02/2018 | > 75% |
| APEX GROUP (LUXEMBOURG) HOLDINGS 2 S.A.R.L. | Foreign Entity | APEX GROUP (LUXEMBOURG) HOLDINGS S.A.R.L. | HOLDING COMPANY | 09/2017 | > 75% |
| APEX GROUP HOLD CO (UK) LIMITED | Foreign Entity | APEX GROUP (LUXEMBOURG) HOLDINGS 2 S.A.R.L. | HOLDING COMPANY | 08/2006 | > 75% |
| APEX GROUP FUND AND CORPORATE SERVICES HOLDING LIMITED | Foreign Entity | APEX GROUP HOLD CO (UK) LIMITED | MOTHER COMPANY | 01/2015 | > 75% |
| APEXGROUP JERSEY LIMITED | Foreign Entity | APEX GROUP FUND AND CORPORATE SERVICES HOLDING LIMITED | HOLDING COMPANY | 01/2018 | > 75% |
| Murray, Sean, Patrick | Individual | – | MEMBER OF THE BOARD OF DIRECTOR | 03/2020 | < 5% |
| APEX ACQUISITION COMPANY LIMITED | Foreign Entity | APEXGROUP JERSEY LIMITED | SHAREHOLDER | 08/2022 | |
| APEX STRUCTURED INTERMEDIATE HOLDING LTD | Foreign Entity | APEX ACQUISITION COMPANY LIMITED | SHAREHOLDER | 08/2021 | |
| APEX STRUCTURED HOLDINGS LTD | Foreign Entity | APEX STRUCTURED INTERMEDIATE HOLDING LTD | SHAREHOLDER | 05/2018 | |
| APEX GROUP LTD | Foreign Entity | APEX STRUCTURED HOLDINGS LTD | SHAREHOLDER | 05/2018 | |
| VINARSKI, DIANA, MINTCHEVA | Individual | – | MANAGING DIRECTOR | 01/2023 | < 5% |
| HUWER, WOLFRAM, MARC | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |