ROTR MANAGEMENT COMPANY, INC.

Adviser information for ROTR MANAGEMENT COMPANY, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-112384
SEC ERA File Number 802-112384
SEC CIK Numbers None
SEC CRD Numbers 291187
Legal Entity Identifier None

Principal Office

1717 RHODE ISLAND AVENUE, NW,
10TH FLOOR
WASHINGTON
DC
United States
Monday - Friday, 9AM - 5PM
Tel: 202-776-1400, Fax: 202-776-1498

Chief Compliance Officer

SAPNA MEHTA
CHIEF COMPLIANCE OFFICER
1717 RHODE ISLAND AVE., N.W.
10TH FLOOR
WASHINGTON
DC
United States
Tel: 202-776-1455
Fax: 202-776-1498
(Full email address available in API data)

Industry Affiliates

RISE OF THE REST SEED FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
RISE OF THE REST SEED FUND II GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
RISE OF THE REST SEED FUND II, LP Venture Capital Fund $87.3M $0.1M 59
RISE OF THE REST SEED FUND, LP Venture Capital Fund $123.2M $0.3M 47

Control Persons

Name Type Entity Title Since Ownership
STEPHEN M. CASE REVOCABLE TRUST U/A/D DECEMBER 17, 1998, AS AMENDED Domestic Entity STOCKHOLDER 06/2017 > 75%
CASE, STEPHEN, MCCONNELL Individual STEPHEN M. CASE REVOCABLE TRUST U/A/D DECEMBER 17, 1998, AS AMENDED TRUSTEE 12/1998
CASE, STEPHEN, MCCONNELL Individual CHIEF EXECUTIVE OFFICER 06/2017 < 5%
Mehta, Sapna Individual CHIEF COMPLIANCE OFFICER 06/2017 < 5%
Wilschutz, Katherine, Devin Individual CHIEF FINANCIAL OFFICER 06/2017 < 5%

No. Employees, Historic

0002020202120222023202420250 on 5/1/20200 on 3/26/20210 on 6/25/20210 on 3/30/20220 on 7/29/20220 on 3/16/20230 on 6/30/20230 on 3/21/2024