BKN CAPITAL, S.A.
Adviser information for BKN CAPITAL, S.A. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Luxembourg |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-112466 |
|---|---|
| SEC ERA File Number | 802-112466 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292302 |
| Legal Entity Identifier | 3912002TGHJ4XLZ7JG98 |
Principal Office
17, RUE EDMOND REUTERCONTERN
Luxembourg
Monday - Friday, 9:00AM - 5:00PM
Tel: +35227861420, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEUGEBAUER, ANDREAS, FRIEDRICH | Individual | – | CHIEF EXECUTIVE OFFICER AND SHAREHOLDER | 10/2014 | 25-50% |
| Khan, Sohail, Ahmad | Individual | – | DIRECTOR AND SHAREHOLDER | 10/2014 | 25-50% |
| COBALT BLUE CAPITAL, LLC | Domestic Entity | – | SHAREHOLDER | 10/2014 | 25-50% |
| Behring, Christian | Individual | COBALT BLUE CAPITAL, LLC | MANAGING MEMBER | 05/2006 | > 75% |
| LIEBSCH, THOMAS | Individual | – | CONDUCTING OFFICER | 04/2020 | < 5% |
| Renner, Michael, Bernhard | Individual | – | BOARD MEMBER | 05/2021 | < 5% |