PAMPLONA PE INVESTMENTS MALTA LIMITED
Adviser information for PAMPLONA PE INVESTMENTS MALTA LIMITED last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Malta |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-112476 |
|---|---|
| SEC ERA File Number | 802-112476 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 274029 |
| Legal Entity Identifier | 213800OEX7X5TXPATR14 |
Principal Office
5TH FLOOR, MARINA BUSINESS CENTRETRIQ L-ABATE RIGORD
TA'XBIEX
Malta
Monday - Friday, 8AM - 5PM
Tel: +356 2090 9000, Fax: +356 2090 9001
Websites
Chief Compliance Officer
CLAIRE CAMILLERI GAUCI
5TH FLOOR, MARINA BUSINESS CENTRE, ABATE RIGORD ST
TA' XBIEX
Malta
Tel:
+356 2090 9000
Fax:
+356 2090 9001
C**************@****************M
(Full email address available in API data)
Industry Affiliates
| PAMPLONA CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| PAMPLONA CAPITAL MANAGEMENT LLP | Other investment adviser, including financial planners |
| PAMPLONA EQUITY ADVISORS II LTD | Sponsor, GP, manager of pooled investment vehicles |
| PAMPLONA TMT ADVISORS I, LTD | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PAMPLONA CAPITAL PARTNERS II L.P. | Private Equity Fund | $0.4M | $0.0M | 16 |
| PAMPLONA TMT I LP | Private Equity Fund | $77.3M | $0.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUSUTTIL, RAYMOND | Individual | – | DIRECTOR | 10/2009 | < 5% |
| GRIOLI, JOSEPH | Individual | – | DIRECTOR | 10/2009 | < 5% |
| O'CALLAGHAN, BRIAN, GERALD | Individual | – | DIRECTOR | 07/2014 | < 5% |
| PAMPLONA PE INVESTMENTS HOLDING LTD | Foreign Entity | – | SHAREHOLDER | 10/2009 | 50-75% |
| PAMPLONA PE INVESTMENTS HOLDING II LTD | Foreign Entity | – | SHAREHOLDER | 10/2015 | 25-50% |
| KNASTER, ALEXANDER, MARK | Individual | PAMPLONA PE INVESTMENTS HOLDING II LTD | OWNER | 10/2015 | > 75% |
| GAUCI, CLAIRE, CAMILLERI | Individual | – | COMPLIANCE OFFICER | 09/2016 | < 5% |
| HALSTED, JOHN, COMBOTHEKRAS | Individual | PAMPLONA PE INVESTMENTS HOLDING LTD | OWNER | 10/2009 | > 75% |
| MICALLEF, VINCENT, ANTHONY | Individual | – | DIRECTOR | 10/2017 | < 5% |
| Gauci, Stephen | Individual | – | DIRECTOR | 01/2019 | < 5% |
| Briffa, Lawrence | Individual | – | DIRECTOR | 01/2019 | < 5% |