GREATPOINT INVESTMENT MANAGEMENT, LLC
Adviser information for GREATPOINT INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-112568 |
|---|---|
| SEC ERA File Number | 802-112568 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 271032 |
| Legal Entity Identifier | None |
Principal Office
8 CALIFORNIA ST.SUITE 800
SAN FRANCISCO
CA
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 415-236-2170, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| GREATPOINT INVESTMENT PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GREATPOINT INVESTMENT PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GREATPOINT INVESTMENT PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GREATPOINT INVESTMENT PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GPV ACQUISITION COMPANY-R, LLC | Venture Capital Fund | $7.2M | $0.0M | 13 |
| GPV INVICTA ACQUISITION COMPANY, LLC | Venture Capital Fund | $3.2M | $0.0M | 3 |
| GPV SKYHAWK ACQUISITION COMPANY, LLC | Venture Capital Fund | $27.6M | $0.0M | 13 |
| GPV TRUVIAN ACQUISITION COMPANY, LLC | Venture Capital Fund | $21.0M | $0.0M | 46 |
| GPV UPTAKE ACQUISITION COMPANY II, LLC | Venture Capital Fund | $0.2M | $0.0M | 12 |
| GPV UPTAKE ACQUISITION COMPANY, LLC | Venture Capital Fund | $1.8M | $0.0M | 16 |
| GPV VIM ACQUISITION COMPANY, LLC | Venture Capital Fund | $16.7M | $0.0M | 21 |
| GREATPOINT OPPORTUNITY FUND I, LP | Venture Capital Fund | $101.0M | $0.0M | 2 |
| GREATPOINT VENTURES FOUNDRY, LLC | Venture Capital Fund | $18.6M | $0.0M | 1 |
| GREATPOINT VENTURES INNOVATION FUND II, L.P. | Venture Capital Fund | $703.4M | $0.3M | 80 |
| GREATPOINT VENTURES INNOVATION FUND III, L.P. | Venture Capital Fund | $434.7M | $0.3M | 104 |
| GREATPOINT VENTURES INNOVATION FUND IV, LP | Venture Capital Fund | $143.6M | $0.0M | 35 |
| GREATPOINT VENTURES INNOVATION FUND, L.P. | Venture Capital Fund | $299.7M | $0.0M | 72 |
| GREATPOINT VENTURES INNOVATION PARALLEL FUND, LP | Venture Capital Fund | $10.8M | $0.2M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DNS-GPVIF, LLC | Domestic Entity | – | MANAGING MEMBER | 04/2015 | 25-50% |
| PERLMAN, ANDREW, T. | Individual | – | MANAGING MEMBER | 04/2015 | < 5% |
| LANE, RAYMOND, J. | Individual | – | MANAGING MEMBER | 04/2015 | < 5% |
| SOMMERSCHIELD, ASHLEY, A. | Individual | – | CHIEF OPERATING OFFICER | 01/2017 | < 5% |
| ATREYA INC. | Domestic Entity | – | MEMBER/MANAGING MEMBER | 01/2017 | 25-50% |
| KRISHNAMURTHI, ASHOK | Individual | – | MANAGING MEMBER | 01/2017 | < 5% |
| DNS VENTURE PARTNERS, LLC | Domestic Entity | DNS-GPVIF, LLC | MEMBER | 12/2017 | > 75% |
| FIGAYU CORP | Domestic Entity | – | MEMBER/MANAGING MEMBER | 01/2017 | 25-50% |
| SUGARPINE INC | Domestic Entity | – | MEMBER/MANAGING MEMBER | 01/2017 | 25-50% |
| KRISHNAMURTHI, ASHOK | Individual | ATREYA INC. | MANAGING MEMBER | 01/2017 | > 75% |
| PERLMAN, ANDREW, T. | Individual | FIGAYU CORP | MANAGING MEMBER | 01/2017 | > 75% |
| LANE, RAYMOND, J. | Individual | SUGARPINE INC | MANAGING MEMBER | 01/2017 | > 75% |
| Patil, Dhanurjay, A.S. | Individual | – | GENERAL PARTNER | 01/2023 | < 5% |