BAUM CAPITAL PARTNERS MANAGEMENT, LLC
Adviser information for BAUM CAPITAL PARTNERS MANAGEMENT, LLC last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-112642 |
|---|---|
| SEC ERA File Number | 802-112642 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288225 |
| Legal Entity Identifier | None |
Principal Office
4801 MAIN STREETSUITE 525
KANSAS CITY
MO
United States
Monday - Friday, 8:30 - 5:00
Tel: 816-283-5200, Fax: 816-283-5325
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GKB GROWTH EQUITY FUND, LP | Private Equity Fund | $81.8M | $0.1M | 78 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GEORGE K. BAUM HOLDINGS, INC. | Domestic Entity | – | PARENT | 02/2017 | > 75% |
| BAUM, JONATHAN, EDWARD | Individual | – | PRESIDENT | 02/2017 | < 5% |
| HANSON, CHRISTOPHER, ROBERT | Individual | – | MANAGING DIRECTOR | 02/2017 | < 5% |
| KOPITAS, SPEROS, ANGELO | Individual | – | MANAGING DIRECTOR | 02/2017 | < 5% |
| JONATHAN E. BAUM REV TR | Domestic Entity | GEORGE K. BAUM HOLDINGS, INC. | TRUST | 01/1992 | > 75% |
| BAUM, JONATHAN, EDWARD | Individual | JONATHAN E. BAUM REV TR | TRUSTEE OF JONATHAN E BAUM REV TR | 01/1992 | > 75% |