LAWSHARES, LLC
Adviser information for LAWSHARES, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-112643 |
|---|---|
| SEC ERA File Number | 802-112643 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174510 |
| Legal Entity Identifier | None |
Principal Office
33 WHITEHALL STREET16TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (332) 213-0581, Fax: None
Chief Compliance Officer
YVONNE I. PYTLIK
140 EAST 45TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
7818358360
Y************@************M
(Full email address available in API data)
Industry Affiliates
| BROCKHURST CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LEXSHARES CARRIED INTEREST, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SCHMIDT VOLSKY LLP | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LEXSHARES MARKETPLACE FUND I LLC | Private Equity Fund | $3.6M | $0.0M | 94 |
| LEXSHARES MARKETPLACE FUND I QP, LLC | Private Equity Fund | $6.4M | $0.1M | 94 |
| LEXSHARES MARKETPLACE FUND II LLC | Private Equity Fund | $8.4M | $0.1M | 48 |
| LEXSHARES MARKETPLACE FUND II QP LLC | Private Equity Fund | $35.0M | $0.1M | 51 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEXSHARES, INC | Domestic Entity | – | SOLE MEMBER | 08/2014 | > 75% |
| BROCKHURST CAPITAL PARTNERS, LLC | Domestic Entity | LEXSHARES, INC | SHAREHOLDER | 12/2020 | > 75% |
| PYTLIK, YVONNE, I | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| REASON, MATTHEW, A | Individual | – | CHIEF REVENUE OFFICER | 02/2023 | < 5% |
| Max, Doyle | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2023 | < 5% |