BCCM ADVISORS, LLC
Adviser information for BCCM ADVISORS, LLC last updated from Form ADV on June 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-112709 |
|---|---|
| SEC ERA File Number | 802-112709 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291942 |
| Legal Entity Identifier | 2549001MH3Z6EPK9H737 |
Principal Office
5000 WEST 36TH STREETSUITE 200
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 612-200-1740, Fax: None
Websites
Chief Compliance Officer
MICHAEL R YEE
CHIEF OPERATING OFFICER
5000 WEST 36TH STREET
SUITE 200
MINNEAPOLIS
MN
United States
Tel:
612-200-1749
M***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUE CLAY CAPITAL MASTER FUND LTD. | Hedge Fund | $13.6M | $1.0M | 18 |
| BLUE CLAY CAPITAL PARTNERS CO III LP | Hedge Fund | $6.6M | $0.1M | 10 |
| BLUE CLAY CAPITAL SMID-CAP LO LP | Hedge Fund | $9.4M | $0.3M | 10 |
| BLUE CLAY PAN-AFRICA PORTFOLIO FUND LTD | Hedge Fund | $10.2M | $1.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOHLER, GARY, SHELDON | Individual | – | CHIEF INVESTMENT OFFICER | 12/2017 | < 5% |
| SWENSON, NICHOLAS, JOHN | Individual | – | CHAIRMAN | 12/2018 | < 5% |
| BCCM, INC. | Domestic Entity | – | MANAGER AND OWNER | 10/2017 | > 75% |
| AIR T, INC. | Domestic Entity | BCCM, INC. | MANAGER AND OWNER | 10/2017 | > 75% |
| SWENSON, NICHOLAS, JOHN | Individual | AIR T, INC. | CHIEF EXECUTIVE OFFICER AND SHAREHOLDER | 11/1980 | 25-50% |
| PHILP, KATRINA, MARIE | Individual | – | DIRECTOR | 12/2018 | < 5% |
| JUNDT, MARK, RANDALL | Individual | – | SECRETARY AND DIRECTOR | 12/2018 | < 5% |
| YEE, MICHAEL, RICHARD | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |