EQUITIX
EQUITIX INVESTMENT MANAGEMENT LIMITED Legal Name
Adviser information for EQUITIX last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-112840 |
|---|---|
| SEC ERA File Number | 802-112840 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293853 |
| Legal Entity Identifier | None |
Principal Office
3RD FLOOR, SOUTH BUILDING200 ALDERSGATE STREET
LONDON
United Kingdom
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 011 44 0 207 250 7333, Fax: None
Chief Compliance Officer
MAI MCARDLE
3RD FLOOR, SOUTH BUILDING
200 ALDERSGATE STREET
LONDON
United Kingdom
Tel:
011 44 0 207 250 7344
M*******@**********M
(Full email address available in API data)
Industry Affiliates
| EQUITIX EUROPEAN INFRASTRUCTURE I GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX GP 2 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX GP 3 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX GP 4 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX GP 6 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX INVESTMENTS NORTH AMERICA L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EQUITIX MA GP 17 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX MA GP 2 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX MA GP 20 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX MA GP 8 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX MA GP THOR LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| TETRAGON FINANCIAL MANAGEMENT LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TFG ASSET MANAGEMENT L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ENERGY SAVING INVESTMENTS L.P. | INFRASTRUCTURE FUND | $5.1M | $6.2M | 4 |
| EQUITIX ENERGY EFFICIENCY FUND L.P. | INFRASTRUCTURE FUND | $7.9M | $6.2M | 11 |
| EQUITIX EUROPEAN INFRASTRUCTURE I SCSP | INFRASTRUCTURE FUND | $705.4M | $5.5M | 14 |
| EQUITIX EUROPEAN INFRASTRUCTURE II SCSP | INFRASTRUCTURE FUND | $212.4M | $5.5M | 17 |
| EQUITIX FUND I L.P. | INFRASTRUCTURE FUND | $255.4M | $6.4M | 12 |
| EQUITIX FUND II L.P. | INFRASTRUCTURE FUND | $776.0M | $6.4M | 19 |
| EQUITIX FUND III L.P. | INFRASTRUCTURE FUND | $814.4M | $6.4M | 27 |
| EQUITIX FUND IV L.P. | INFRASTRUCTURE FUND | $1,187.1M | $6.2M | 35 |
| EQUITIX FUND V L.P. | INFRASTRUCTURE FUND | $1,336.9M | $6.4M | 27 |
| EQUITIX FUND VI L.P. | INFRASTRUCTURE FUND | $1,941.5M | $6.4M | 37 |
| EQUITIX FUND VII L.P. | INFRASTRUCTURE FUND | $62.5M | $6.4M | 6 |
| EQUITIX INFRA IRELAND SCSP SICAV-RAIF | INFRASTRUCTURE FUND | $0.0M | $6.2M | 2 |
| EQUITIX M25 ACCESS L.P. | INFRASTRUCTURE FUND | $19.1M | $6.4M | 2 |
| EQUITIX MA 2 L.P. | INFRASTRUCTURE FUND | $122.2M | $6.4M | 7 |
| EQUITIX MA 4 L.P. | INFRASTRUCTURE FUND | $116.7M | $6.4M | 3 |
| EQUITIX MA 7 L.P. | INFRASTRUCTURE FUND | $164.5M | $6.4M | 3 |
| EQUITIX MA 8 L.P. | INFRASTRUCTURE FUND | $48.0M | $6.4M | 2 |
| EQUITIX MA 10 L.P. | INFRASTRUCTURE FUND | $110.5M | $6.4M | 6 |
| EQUITIX MA 11 L.P. | INFRASTRUCTURE FUND | $195.6M | $6.4M | 4 |
| EQUITIX MA 12 L.P. | INFRASTRUCTURE FUND | $357.0M | $6.4M | 9 |
| EQUITIX MA 14 L.P. | INFRASTRUCTURE FUND | $66.1M | $6.4M | 1 |
| EQUITIX MA 17 L.P. | INFRASTRUCTURE FUND | $128.1M | $6.4M | 3 |
| EQUITIX MA 20 L.P. | INFRASTRUCTURE FUND | $423.9M | $6.4M | 9 |
| EQUITIX MA 21 L.P. | INFRASTRUCTURE FUND | $635.3M | $6.4M | 10 |
| EQUITIX MA 25 L.P. | INFRASTRUCTURE FUND | $58.8M | $6.4M | 2 |
| EQUITIX MA THOR L.P. | INFRASTRUCTURE FUND | $244.0M | $6.4M | 8 |
| EQUITIX UK ELECTRICITY STORAGE FUND L.P. | INFRASTRUCTURE FUND | $0.0M | $6.2M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CROSSLEY, HUGH, BARNABAS | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2022 | 5-10% |
| JONES, SION, LAURENCE | Individual | – | CHIEF OPERATING OFFICER | 02/2017 | < 5% |
| PACE TOPCO LIMITED | Foreign Entity | PACE BIDCO LIMITED | SHAREHOLDER | 11/2014 | > 75% |
| PACE CAYMAN HOLDCO LTD | Foreign Entity | PACE TOPCO LIMITED | SHAREHOLDER | 11/2014 | > 75% |
| TFG ASSET MANAGEMENT L.P. | Foreign Entity | PACE CAYMAN HOLDCO LTD | SHAREHOLDER | 11/2014 | > 75% |
| TETRAGON FINANCIAL GROUP LIMITED | Foreign Entity | TFG ASSET MANAGEMENT TOPCO LIMITED | SHAREHOLDER | 10/2012 | > 75% |
| TFG ASSET MANAGEMENT TOPCO LIMITED | Foreign Entity | TFG ASSET MANAGEMENT L.P. | LIMITED PARTNER | 10/2012 | > 75% |
| TFG ASSET MANAGEMENT GP LIMITED | Foreign Entity | TFG ASSET MANAGEMENT L.P. | GENERAL PARTNER | 06/2009 | |
| TETRAGON FINANCIAL GROUP LIMITED | Foreign Entity | TFG ASSET MANAGEMENT GP LIMITED | SHAREHOLDER | 10/2012 | > 75% |
| PACE BIDCO LIMITED | Foreign Entity | EQUITIX HOLDINGS LTD | SHAREHOLDER | 09/2014 | > 75% |
| BHUWANIA, ACHAL, PRAKASH | Individual | – | CHIEF INVESTMENT OFFICER | 10/2019 | < 5% |
| EQUITIX 2020 ISSUER LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2020 | > 75% |
| EQUITIX 2020 SECURITY LIMITED | Foreign Entity | EQUITIX 2020 ISSUER LIMITED | SHAREHOLDER | 11/2020 | > 75% |
| EQUITIX 2020 HOLDINGS LIMITED | Foreign Entity | EQUITIX 2020 SECURITY LIMITED | SHAREHOLDER | 10/2020 | > 75% |
| EQUITIX HOLDINGS LTD | Foreign Entity | EQUITIX 2020 HOLDINGS LIMITED | SHAREHOLDER | 11/2020 | > 75% |
| BOSHELL, FFION, LOWRI | Individual | – | CHIEF FINANCIAL OFFICER | 09/2021 | < 5% |
| COTE, SEAN, ANDREW | Individual | – | DIRECTOR | 01/2021 | < 5% |