AZIMUTH CAPITAL MANAGEMENT IV LTD.
Adviser information for AZIMUTH CAPITAL MANAGEMENT IV LTD. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-112904 |
|---|---|
| SEC ERA File Number | 802-112904 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292608 |
| Legal Entity Identifier | 25490075W7PP7OHFDS92 |
Principal Office
CENTENNIAL PLACE EAST, #3110520-3RD AVENUE SW
CALGARY, ALBERTA
Canada
Monday - Friday, 8:00 TO 17:00
Tel: 403-517-1500, Fax: 403-517-1515
Chief Compliance Officer
NoneIndustry Affiliates
| AZIMUTH CAPITAL MANAGEMENT IV (IC) INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AZIMUTH CAPITAL MANAGEMENT V (IC) INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AZIMUTH CAPITAL MANAGEMENT V LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AZIMUTH ENERGY PARTNERS GP III LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AZIMUTH MONOLITH GROUP MANAGEMENT LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AZIMUTH ENERGY PARTNERS IV (NR) LP | Private Equity Fund | $409.4M | $0.8M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEARCE, DAVID, LAWRENCE | Individual | – | DIRECTOR OF AZIMUTH CAPITAL MANAGEMENT IV LTD. | 07/2014 | < 5% |
| MELE, FRANCESCO, GORDON | Individual | – | DIRECTOR OF AZIMUTH CAPITAL MANAGEMENT IV LTD. | 07/2014 | < 5% |
| VAN STEENBERGEN, DIK, JEFFREY | Individual | – | DIRECTOR OF AZIMUTH CAPITAL MANAGEMENT IV LTD. | 07/2014 | < 5% |
| SOUTHERN GULF ISLANDS HOLDINGS LTD. | Foreign Entity | – | SHAREHOLDER OF AZIMUTH CAPITAL MANAGEMENT IV LTD. | 07/2014 | 25-50% |
| 1831703 ALBERTA LTD. | Foreign Entity | – | SHAREHOLDER OF AZIMUTH CAPITAL MANAGEMENT IV LTD. | 07/2014 | 10-25% |
| MATTALIANO INVESTMENT CORP. | Foreign Entity | – | SHAREHOLDER OF AZIMUTH CAPITAL MANAGEMENT IV LTD. | 07/2014 | 10-25% |
| HKS HOLDINGS LTD. | Foreign Entity | – | SHAREHOLDER OF AZIMUTH CAPITAL MANAGEMENT IV LTD. | 07/2014 | 10-25% |
| VAN STEENBERGEN, DIK, JEFFREY | Individual | SOUTHERN GULF ISLANDS HOLDINGS LTD. | SHAREHOLDER OF SOUTHERN GULF ISLANDS HOLDINGS LTD. | 12/2008 | > 75% |
| PEARCE, DAVID, LAWRENCE | Individual | 1831703 ALBERTA LTD. | SHAREHOLDER OF 1831703 ALBERTA LTD. | 06/2014 | 50-75% |
| MELE, FRANCESCO, GORDON | Individual | MATTALIANO INVESTMENT CORP. | SHAREHOLDER OF MATTALIANO INVESTMENT CORP. | 06/2014 | > 75% |
| ENDURANCE HOLDINGS LTD. | Foreign Entity | HKS HOLDINGS LTD. | SHAREHOLDER OF HKS HOLDINGS LTD. | 06/2014 | 50-75% |
| 1831644 ALBERTA LTD. | Foreign Entity | HKS HOLDINGS LTD. | SHAREHOLDER OF HKS HOLDINGS LTD. | 06/2014 | 25-50% |
| SANDFRONT HOLDINGS LTD. | Foreign Entity | HKS HOLDINGS LTD. | SHAREHOLDER OF HKS HOLDINGS LTD. | 06/2014 | 25-50% |
| HOOPER, CHRISTOPHER, P | Individual | ENDURANCE HOLDINGS LTD. | SHAREHOLDER OF ENDURANCE HOLDINGS LTD. | 06/2014 | > 75% |
| KUNEC, NATHAN | Individual | 1831644 ALBERTA LTD. | SHAREHOLDER OF 1831644 ALBERTA LTD. | 06/2014 | > 75% |
| SMITH, TRAVIS, D | Individual | SANDFRONT HOLDINGS LTD. | SHAREHOLDER OF SANDFRONT HOLDINGS LTD. | 06/2014 | > 75% |
| VAN STEENBERGEN, DIK, JEFFREY | Individual | – | MANAGING PARTNER | 07/2014 | < 5% |
| PEARCE, DAVID, LAWRENCE | Individual | – | DEPUTY MANAGING PARTNER | 07/2014 | < 5% |
| Hohm, Dale, Jonathan | Individual | – | SHAREHOLDER OF AZIMUTH CAPITAL MANAGEMENT IV LTD. | 07/2015 | 5-10% |
| MELE, FRANCESCO, GORDON | Individual | – | CHIEF OPERATING OFFICER | 07/2019 | < 5% |