TAIWANIA CAPITAL MANAGEMENT USA, INC.
Adviser information for TAIWANIA CAPITAL MANAGEMENT USA, INC. last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-112916 |
|---|---|
| SEC ERA File Number | 802-112916 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293352 |
| Legal Entity Identifier | None |
Principal Office
3945 FREEDOM CIRCLESUITE 760
SANTA CLARA
CA
United States
Monday - Friday, 9 A.M TO 6 P.M
Tel: 408-475-7670, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| TAIWANIA CAPITAL MANAGEMENT CORPORATION | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TAIWANIA CAPITAL BUFFALO FUND CO., LTD | Venture Capital Fund | $114.7M | $1.7M | 13 |
| TAIWANIA CAPITAL BUFFALO FUND V, L.P. | Venture Capital Fund | $49.1M | $1.7M | 12 |
| TAIWANIA CAPITAL BUFFALO FUND VI, L.P. | Venture Capital Fund | $30.1M | $6.5M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAIWANIA CAPITAL MANAGEMENT CORPORATION | Foreign Entity | TAIWANIA CAPITAL MANAGEMENT CORPORATION | SHAREHOLDER | 10/2017 | > 75% |
| NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN, TAIWAN | Foreign Entity | TAIWANIA CAPITAL MANAGEMENT CORPORATION | SHAREHOLDER | 10/2017 | 25-50% |
| INDUSTRIAL TECHNOLOGY INVESTMENT CORPORATION | Foreign Entity | TAIWANIA CAPITAL MANAGEMENT CORPORATION | SHAREHOLDER | 10/2017 | 50-75% |
| INDUSTRIAL TECHNOLOGY RESEARCH INSTITUTE | Foreign Entity | INDUSTRIAL TECHNOLOGY INVESTMENT CORPORATION | SHAREHOLDER | 10/2017 | > 75% |
| TAIWANIA CAPITAL MANAGEMENT CORPORATION | Foreign Entity | – | DIRECT OWNER | 11/2017 | > 75% |
| Weng, Chia-Shen | Individual | – | DIRECTOR/PRESIDENT/TREASURY | 10/2017 | < 5% |
| Wu, Rong-I | Individual | – | DIRECTOR | 10/2017 | < 5% |
| CHIN-CHENG, WU | Individual | – | DIRECTOR | 10/2020 | < 5% |