JM FINANCIAL LIMITED
Adviser information for JM FINANCIAL LIMITED last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | India |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 802-112989 |
|---|---|
| SEC ERA File Number | 802-112989 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293667 |
| Legal Entity Identifier | 254900XWK81ULQY0IE29 |
Principal Office
7TH FLOOR, CNERGY, APPASAHEB MARATHE MARGPRABHADEVI
MUMBAI, MAHARASTRA
India
Monday - Friday, 9 AM TO 6 PM
Tel: +91 22 6630 3030, Fax: +91 22 6630 3223
Chief Compliance Officer
NoneIndustry Affiliates
| INFINITE INDIA INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| JM FINANCIAL ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| JM FINANCIAL COMMTRADE LIMITED | Commodity pool operator or commodity trading advisorFutures commission merchant |
| JM FINANCIAL INSTITUTIONAL SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JM FINANCIAL PRODUCTS LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerReal estate broker or dealer |
| JM FINANCIAL SERVICES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| JM FINANCIAL SINGAPORE PTE LTD | Other investment adviser, including financial planners |
| JM FINANCIAL TRUSTEE COMPANY PRIVATE LIMITED | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| JM FINANCIAL INDIA FUND | Private Equity Fund | $2.9M | $0.0M | 90 |
| JM FINANCIAL INDIA FUND II - A SCHEME OF JM FINANCIAL INDIA TRUST II | Private Equity Fund | $93.4M | $0.1M | 80 |
| JM FINANCIAL INDIA FUND III | Private Equity Fund | $1.4M | $0.0M | 90 |
| JM FINANCIAL INDIA GROWTH FUND III (A SCHEME OF JM FINANCIAL INDIA GROWTH TRUST III) | Private Equity Fund | $40.2M | $0.1M | 95 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAMPANI, VISHAL, NIMESH | Individual | – | NON-EXECUTIVE VICE CHAIRMAN OF THE BOARD | 10/2021 | < 5% |
| KAMPANI, NIMESH, NAGINDAS | Individual | – | NON-EXECUTIVE CHAIRMAN OF THE BOARD | 10/2016 | 10-25% |
| SHETH, MANISH, CHHABILDAS | Individual | – | CHIEF FINANCIAL OFFICER | 02/2006 | < 5% |
| J.M.FINANCIAL & INVESTMENT CONSULTANCY SERVICES PRIVATE LIMITED | Foreign Entity | – | SHAREHOLDER | 03/2002 | 10-25% |
| CHOKSI, PRASHANT, KISHOR | Individual | – | COMPANY SECRETARY | 02/2006 | < 5% |
| J.M. ASSETS MANAGEMENT PRIVATE LIMITED | Foreign Entity | – | SHAREHOLDER | 03/1995 | 10-25% |
| KAMPANI CONSULTANTS LIMITED | Foreign Entity | J.M.FINANCIAL & INVESTMENT CONSULTANCY SERVICES PRIVATE LIMITED | SHAREHOLDER | 12/1988 | 50-75% |
| KAMPANI, NIMESH, NAGINDAS | Individual | KAMPANI CONSULTANTS LIMITED | SHAREHOLDER | 12/1988 | 25-50% |
| SNK INVESTMENTS PRIVATE LIMITED | Foreign Entity | KAMPANI CONSULTANTS LIMITED | SHAREHOLDER | 04/1982 | 25-50% |
| KAMPANI, NIMESH, NAGINDAS | Individual | SNK INVESTMENTS PRIVATE LIMITED | SHAREHOLDER | 09/1986 | 25-50% |
| KAMPANI, ARUNA, NIMESH | Individual | SNK INVESTMENTS PRIVATE LIMITED | SHAREHOLDER | 11/1975 | 25-50% |
| PANDA, JAGI, MANGAT | Individual | – | INDEPENDENT DIRECTOR ON THE BOARD | 03/2015 | < 5% |
| J.M. FINANCIAL & INVESTMENT CONSULTANCY SERVICES PRIVATE LIMITED | Foreign Entity | J.M. ASSETS MANAGEMENT PRIVATE LIMITED | SHAREHOLDER | 03/1992 | > 75% |
| Palamadai, Jayakumar, Sundararajan | Individual | – | INDEPENDENT DIRECTOR ON THE BOARD | 07/2020 | < 5% |
| MEHRA, ATUL, SHAM | Individual | – | JOINT MANAGING DIRECTOR ON THE BOARD | 10/2021 | < 5% |
| PATEL, ADI, RUSI | Individual | – | JOINT MANAGING DIRECTOR ON THE BOARD | 10/2021 | < 5% |
| BAKSHI, ROSHINI | Individual | – | INDEPENDENT DIRECTOR ON THE BOARD | 12/2021 | < 5% |
| KANAKIA, PRADIP, MANILAL | Individual | – | INDEPENDENT DIRECTOR ON THE BOARD | 02/2022 | < 5% |
| UDWADIA, NAVROZ, DARIUS | Individual | – | INDEPENDENT DIRECTOR ON THE BOARD | 12/2021 | < 5% |
| BOSE, SUMIT | Individual | – | INDEPENDENT DIRECTOR ON THE BOARD | 05/2022 | < 5% |