PACIFIC EQUITY PARTNERS PTY LIMITED
Adviser information for PACIFIC EQUITY PARTNERS PTY LIMITED last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-112990 |
|---|---|
| SEC ERA File Number | 802-112990 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291967 |
| Legal Entity Identifier | None |
Principal Office
LEVEL 31, 126 PHILLIP STREETSYDNEY, NSW
Australia
Monday - Friday, 9 AM - 6 PM AUSTRALIAN EASTERN STANDARD TIME
Tel: 61 2 82382600, Fax: 61 2 82382690
Websites
Chief Compliance Officer
SAM KONG
CHIEF OPERATING OFFICER & MANAGING DIRECTOR
LEVEL 31
126 PHILLIP STREET
SYDNEY
Australia
Tel:
61 2 82382600
Fax:
61 2 82382690
L****@*********U
(Full email address available in API data)
Industry Affiliates
| PACIFIC EQUITY PARTNERS FUND IV (AUSTRALASIA) PTY LIMITED | Trust company |
| PACIFIC EQUITY PARTNERS INVESTORS ADMINISTRATION PTY LTD | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PACIFIC EQUITY PARTNERS EDUCATION SPV, L.P. | Private Equity Fund | $152.4M | $6.6M | 30 |
| PACIFIC EQUITY PARTNERS FUND IV (AUSTRALASIA) | Private Equity Fund | $1.5M | $8.9M | 33 |
| PACIFIC EQUITY PARTNERS FUND IV, L.P. | Private Equity Fund | $14.7M | $8.9M | 177 |
| PACIFIC EQUITY PARTNERS FUND V (AUSTRALASIA) | Private Equity Fund | $11.9M | $6.6M | 27 |
| PACIFIC EQUITY PARTNERS FUND V-A, L.P. | Private Equity Fund | $182.2M | $6.6M | 2 |
| PACIFIC EQUITY PARTNERS FUND V-B, L.P. | Private Equity Fund | $33.6M | $6.6M | 3 |
| PACIFIC EQUITY PARTNERS FUND V-C, L.P. | Private Equity Fund | $100.3M | $6.6M | 19 |
| PACIFIC EQUITY PARTNERS FUND V, L.P. | Private Equity Fund | $372.7M | $6.6M | 41 |
| PACIFIC EQUITY PARTNERS FUND VI, L.P. | Private Equity Fund | $1,321.1M | $6.6M | 70 |
| PACIFIC EQUITY PARTNERS SECURE ASSETS FUND II, L.P. | Private Equity Fund | $652.7M | $6.6M | 30 |
| PACIFIC EQUITY PARTNERS SMART METERING FUND, L.P. | Private Equity Fund | $1,239.9M | $6.6M | 21 |
| PACIFIC EQUITY PARTNERS SUPPLEMENTARY FUND IV (AUSTRALASIA) | Private Equity Fund | $0.7M | $4.4M | 33 |
| PACIFIC EQUITY PARTNERS SUPPLEMENTARY FUND IV, L.P. | Private Equity Fund | $7.8M | $4.4M | 179 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KONG, WAI, SUM | Individual | – | CHIEF OPERATING OFFICER/SECRETARY, PACIFIC EQUITY PARTNERS PTY LTD | 11/1998 | < 5% |
| GARDELL, JAN, RICKARD ROLF | Individual | – | DIRECTOR, PACIFIC EQUITY PARTNERS PTY LIMITED | 04/1998 | < 5% |
| PILLAR, SIMON, DAVID | Individual | – | DIRECTOR, PACIFIC EQUITY PARTNERS PTY LIMITED | 04/1998 | < 5% |
| SIMS, TIMOTHY, JAMES | Individual | – | DIRECTOR, PACIFIC EQUITY PARTNERS PTY LIMITED | 04/1998 | < 5% |
| GARDELL INVESTMENTS PTY LIMITED | Foreign Entity | – | SHAREHOLDER, PACIFIC EQUITY PARTNERS PTY LIMITED | 04/1998 | 25-50% |
| CHURCHTOWN INVESTMENTS PTY LIMITED | Foreign Entity | – | SHAREHOLDER, PACIFIC EQUITY PARTNERS PTY LIMITED | 04/1998 | 25-50% |
| PILLAR INVESTMENTS PTY LIMITED | Foreign Entity | – | SHAREHOLDER, PACIFIC EQUITY PARTNERS PTY LIMITED | 04/1998 | 25-50% |
| PEPSTOCK PTY LIMITED | Foreign Entity | – | SHAREHOLDER, PACIFIC EQUITY PARTNERS PTY LIMITED | 04/1998 | 25-50% |
| GARDELL, JAN, RICKARD ROLF | Individual | GARDELL INVESTMENTS PTY LIMITED | SHAREHOLDER | 02/1999 | > 75% |
| MCCULLAGH, PAUL, JAMES | Individual | CHURCHTOWN INVESTMENTS PTY LIMITED | SHAREHOLDER | 02/1999 | > 75% |
| PILLAR, SIMON, DAVID | Individual | PILLAR INVESTMENTS PTY LIMITED | SHAREHOLDER | 02/1999 | > 75% |
| SIMS, TIMOTHY, JAMES | Individual | PEPSTOCK PTY LIMITED | SHAREHOLDER | 01/1999 | > 75% |
| DUTHIE, ANTONY, JOHN | Individual | – | DIRECTOR, PACIFIC EQUITY PARTNERS PTY LIMITED | 10/2017 | < 5% |