BRAEMAR CAPITAL MANAGEMENT, LLC
Adviser information for BRAEMAR CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-113054 |
|---|---|
| SEC ERA File Number | 802-113054 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 295554 |
| Legal Entity Identifier | None |
Principal Office
350 MADISON AVENUE23RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 A.M. - 6 P.M.
Tel: 212-697-0900, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| BRAEMAR CAPITAL MANAGEMENT II, LLC | Other investment adviser, including financial planners |
| BRAEMAR CAPITAL MANAGEMENT III, L.P. | Other investment adviser, including financial planners |
| BRAEMAR ENERGY VENTURES LLC | Other investment adviser, including financial planners |
| BRAEMAR MANAGEMENT II AIV, LLC | Other investment adviser, including financial planners |
| BRAEMAR PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRAEMAR POWER AND COMMUNICATIONS MANAGEMENT II AIV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BRAEMAR POWER AND COMMUNICATIONS MANAGEMENT II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BRAEMAR POWER AND COMMUNICATIONS MANAGEMENT III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BRAEMAR POWER AND COMMUNICATIONS MANAGEMENT, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BRAEMAR ENERGY VENTURES, LP | Venture Capital Fund | $14.8M | $1.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRAEMAR PARTNERS, LLC | Domestic Entity | – | MANAGING MEMBER, BRAEMAR CAPITAL MANAGEMENT, LLC | 12/2002 | < 5% |
| THE ESTATE OF GEORGE S. REICHENBACH | Domestic Entity | – | OWNER, BRAEMAR CAPITAL MANAGEMENT, LLC | 10/2014 | 25-50% |
| BABSON CAPITAL MANAGEMENT LLC | Domestic Entity | – | MEMBER, BRAEMAR CAPITAL MANAGEMENT, LLC | 02/2003 | 10-25% |
| LESE, WILLIAM, D. | Individual | – | MANAGING DIRECTOR AND PARTNER, BRAEMAR POWER AND COMMUNICATIONS MANAGEMENT, L.P. | 12/2002 | 25-50% |
| THE REICHENBACH PARTNERSHIP | Domestic Entity | – | PARTNER, BRAEMAR POWER AND COMMUNICATIONS MANAGEMENT, L.P. | 12/2002 | 10-25% |
| SUSLAK, NEIL, SCOTT | Individual | – | MANAGING DIRECTOR AND PARTNER, BRAEMAR POWER AND COMMUNICATIONS MANAGEMENT, L.P. | 12/2002 | 25-50% |
| BABSON CAPITAL MANAGEMENT LLC | Domestic Entity | – | PARTNER, BRAEMAR POWER AND COMMUNICATIONS MANAGEMENT, L.P. | 12/2002 | 10-25% |
| BRAEMAR PARTNERS, LLC | Domestic Entity | – | GENERAL PARTNER, BRAEMAR POWER AND COMMUNICATIONS MANAGEMENT, L.P. | 12/2002 | < 5% |
| THE ESTATE OF GEORGE S. REICHENBACH | Domestic Entity | – | OWNER, BRAEMAR POWER AND COMMUNICATIONS MANAGEMENT, L.P. | 10/2014 | 5-10% |
| SUSLAK, NEIL, SCOTT | Individual | BRAEMAR PARTNERS, LLC | MEMBER | 09/2010 | 50-75% |
| LESE, WILLIAM, D. | Individual | BRAEMAR PARTNERS, LLC | MEMBER | 09/2010 | 50-75% |
| REICHENBACH, JOHN, BARTLETT | Individual | THE REICHENBACH PARTNERSHIP | GENERAL PARTNER | 01/2004 | |
| HARRING, HEIDI, REICHENBACH | Individual | THE REICHENBACH PARTNERSHIP | GENERAL PARTNER | 01/2004 | |
| REICHENBACH, FREDERICK | Individual | THE REICHENBACH PARTNERSHIP | GENERAL PARTNER | 01/2004 | |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | Domestic Entity | BABSON CAPITAL MANAGEMENT LLC | SHAREHOLDER | 01/2000 | > 75% |
| SUSLAK, NEIL, SCOTT | Individual | – | MEMBER, BRAEMAR CAPITAL MANAGEMENT, LLC | 02/2003 | 25-50% |
| LESE, WILLIAM, D. | Individual | – | MEMBER, BRAEMAR CAPITAL MANAGEMENT, LLC | 02/2003 | 25-50% |