AVX MANAGEMENT, LLC

Adviser information for AVX MANAGEMENT, LLC last updated from Form ADV on May 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-113101
SEC ERA File Number 802-113101
SEC CIK Numbers None
SEC CRD Numbers 281115
Legal Entity Identifier None

Principal Office

200 ACADEMY DRIVE
STE 200
AUSTIN
TX
United States
Monday - Friday, 9:00 A.M. -5:00 P.M.
Tel: 512-423-0410, Fax: None

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AVX IC-B, LP Venture Capital Fund $3.3M $0.0M 1
AVX IC, LP Venture Capital Fund $29.3M $0.0M 39
AVX TT-B, LP Venture Capital Fund $1.8M $0.0M 1
AVX TT, LP Venture Capital Fund $14.5M $0.0M 41
AVX VPTA, LP Venture Capital Fund $14.0M $0.0M 44
AVX/B VPTA, LP Venture Capital Fund $1.3M $0.0M 1

Control Persons

Name Type Entity Title Since Ownership
PACITTI, CHRISTOPHER Individual MANAGING MEMBER 06/2015 > 75%
DEANGELIS, KENNETH, PAUL Individual MEMBER 06/2015 5-10%
THORNTON, JOHN, DOUGLAS Individual MEMBER 06/2015 5-10%
NXSTEP CAPITAL HOLDINGS, LP Domestic Entity MEMBER 06/2015 5-10%
ARAGONA, JOSEPH, CHARLES Individual NXSTEP CAPITAL HOLDINGS, LP LIMITED PARTNER 02/2007 50-75%
NXSTEP GP, LLC Domestic Entity NXSTEP CAPITAL HOLDINGS, LP GENERAL PARTNER 02/2007
ARAGONA, JOSEPH, CHARLES Individual NXSTEP GP, LLC SOLE MEMBER 02/2007 > 75%

No. Employees, Historic

000202020212022202320240 on 1/10/20200 on 3/26/20200 on 3/29/20210 on 12/3/20210 on 3/29/20220 on 5/10/2023