MT. RAINIER GROUP, LLC
Adviser information for MT. RAINIER GROUP, LLC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-113150 |
|---|---|
| SEC ERA File Number | 802-113150 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 295112 |
| Legal Entity Identifier | None |
Principal Office
10510 SPRINGBORO PIKEMIAMISBURG
OH
United States
Monday - Friday, 9-5
Tel: 937-434-3095, Fax: 937-660-9363
Chief Compliance Officer
ZACH RAINWATER
10510 N SPRINGBORO PIKE
MIAMISBURG
OH
United States
Tel:
937-434-3095
Z*********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE CONNOR GROUP DEBT FUND XVII, LLC | Private Equity Fund | $122.6M | $0.1M | 345 |
| THE CONNOR OPPORTUNITY DEBT FUND XI, LLC | Securitized Asset Fund | $3.6M | $0.5M | 80 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LSC HOLDINGS, LLC | Domestic Entity | – | MEMBER | 09/2017 | > 75% |
| HOLZAPFEL, ROBERT, BRYAN | Individual | – | CHIEF FINANCIAL OFFICER | 09/2017 | < 5% |
| Lloyd, Robert | Individual | – | PARTNER | 11/2018 | < 5% |
| THIRD AMENDED AND RESTATED AGREEMENT OF TRUST FOR LAWRENCE S. CONNOR | Domestic Entity | LSC HOLDINGS, LLC | MEMBER | 11/2009 | > 75% |
| CONNOR, LAWRENCE, SAM | Individual | THIRD AMENDED AND RESTATED AGREEMENT OF TRUST FOR LAWRENCE S. CONNOR | TRUSTEE | 11/2009 | |
| Hyland, Kevin, Michael | Individual | – | PRESIDENT | 10/2022 | < 5% |
| Rainwater, Zachary | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |