ALUMNI FUND MANAGEMENT CORP.
Adviser information for ALUMNI FUND MANAGEMENT CORP. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-113168 |
|---|---|
| SEC ERA File Number | 802-113168 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293424 |
| Legal Entity Identifier | None |
Principal Office
22 ST. CLAIR AVE. EASTSUITE 1500
TORONTO, ONTARIO
Canada
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 415-650-5052, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| PIONEER FUND | Other investment adviser, including financial planners |
| PIONEER FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PIONEER FUND II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PIONEER FUND III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PIONEER FUND (U.S.) L.P. | Venture Capital Fund | $28.2M | $0.2M | 164 |
| PIONEER FUND A, A SERIES OF PIONEER FUND SYNDICATES, LLC | Venture Capital Fund | $0.7M | $0.1M | 4 |
| PIONEER FUND B, A SERIES OF PIONEER FUND SYNDICATES, LLC | Venture Capital Fund | $1.1M | $0.0M | 17 |
| PIONEER FUND C LP | Venture Capital Fund | $2.5M | $0.1M | 5 |
| PIONEER FUND C, A SERIES OF PIONEER FUND SYNDICATES, LLC | Venture Capital Fund | $8.7M | $0.0M | 43 |
| PIONEER FUND LP | Venture Capital Fund | $44.8M | $0.2M | 105 |
| PIONEER FUND NG, LLC, A SERIES OF PIONEER FUND SYNDICATES, LLC | Venture Capital Fund | $0.2M | $0.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Gray, Jason, David Garnett | Individual | – | MANAGING PARTNER | 09/2017 | 50-75% |
| Suzman, Tim | Individual | – | PARTNER | 11/2018 | 50-75% |