RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP
Adviser information for RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-113335 |
|---|---|
| SEC ERA File Number | 802-113335 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 138055 |
| Legal Entity Identifier | None |
Principal Office
35 FLORIDA HILL RDRIDGEFIELD
CT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 2038370260, Fax: None
Chief Compliance Officer
LORRAINE WALLS
CHIEF COMPLIANCE OFFICER
35 FLORIDA HILL RD
RIDGEFIELD
CT
United States
Tel:
2032406812
L*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TYTICUS MASTER FUND LTD | Hedge Fund | $3.5M | $1.0M | 27 |
| TYTICUS OVERSEAS PARTNERS II LTD | Hedge Fund | $2.5M | $0.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RIDGEFIELD CAPITAL GROUP GP, LLC | Domestic Entity | – | GENERAL PARTNER | 12/2004 | > 75% |
| ELLIS, ROBERT, AUSTIN | Individual | – | MANAGING PARTNER | 08/2004 | < 5% |
| GIORDANO, JAMES, FRANCIS | Individual | – | PARTNER/CHIEF FINANCIAL OFFICER | 12/2004 | < 5% |
| TRILLO, THOMAS, OWEN | Individual | – | CHIEF OPERATING OFFICER | 08/2005 | < 5% |
| ELLIS, ROBERT, AUSTIN | Individual | RIDGEFIELD CAPITAL GROUP GP, LLC | MANAGING MEMBER | 08/2004 | > 75% |
| WALLS, LORRAINE, S. | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2009 | < 5% |