PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED
Adviser information for PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Hong Kong |
Employees
Total Number of Employees | 0 |
---|---|
Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 802-113483 |
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SEC ERA File Number | 802-113483 |
SEC CIK Numbers | None |
SEC CRD Numbers | 296741 |
Legal Entity Identifier | None |
Principal Office
33/F THREE PACIFIC PLACE1 QUEEN'S ROAD EAST
HONG KONG
Hong Kong
Monday - Friday, 9 AM TO 5 PM
Tel: 852-2918-0088, Fax: None
Chief Compliance Officer
KEVIN YUK LUNG CHAN
MR
33/F THREE PACIFIC PLACE
1 QUEEN'S ROAD EAST
HONG KONG
Hong Kong
Tel:
852-37193376
Fax:
852-29810881
K*****@******M
(Full email address available in API data)
Industry Affiliates
PACIFIC ALLIANCE ASSOCIATES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
PACIFIC ALLIANCE FEEDER FUND IV MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PACIFIC ALLIANCE FEEDER FUND MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PACIFIC ALLIANCE GROUP ASSET MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PACIFIC ALLIANCE SPECIAL SITUATIONS FEEDER FUND MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PACIFIC ALLIANCE SPECIAL SITUATIONS MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG | Other investment adviser, including financial planners |
PAG ASIA CAPITAL GP I LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA CAPITAL GP II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA CAPITAL GP III LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA CAPITAL GP IV LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA LOAN FEEDER MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA LOAN GP III LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA LOAN III FEEDER GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA LOAN III FEEDER II GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA LOAN MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA OPPORTUNITY B GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA OPPORTUNITY S CLASS FEEDER II GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA OPPORTUNITY S CLASS GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ASIA OPPORUTNITY S CLASS FEEDER I GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG BRS GP FEEDER LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG BRS GP II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG BRS GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG BRS II FEEDER GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG CAPITAL STRUCTURE OPPORTUNITY GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG CHINA CREDIT DISLOCATION GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG CHINA SPECIAL SITUATIONS GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ENHANCED CREDIT GP II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG ENHANCED CREDIT GP III LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG GROWTH CAPITAL GP I LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG GROWTH CAPITAL GP II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG INVESTMENT ADVISORS PTE. LTD. | Other investment adviser, including financial planners |
PAG INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
PAG LOAN GP IV LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG LOAN GP V LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG LOAN IV FEEDER GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG REAL ESTATE GP II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG REAL ESTATE GP III LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG REAL ESTATE GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG REN I MANAGEMENT, PTE. LTD. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG SPECIAL SITUATIONS 3.2 FEEDER GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG SPECIAL SITUATIONS GP 3.2 LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG SPECIAL SITUATIONS GP III LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG SPECIAL SITUATIONS II FEEDER FUND MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG SPECIAL SITUATIONS III FEEDER GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PAG SPECIAL SITUATIONS MANAGEMENT II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
POLYMER ASIA GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
POLYMER CAPITAL JAPAN LIMITED | Other investment adviser, including financial planners |
POLYMER CAPITAL MANAGEMENT (HK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
POLYMER CAPITAL SINGAPORE PTE. LTD. | Other investment adviser, including financial planners |
PP PORTFOLIO MANAGEMENT LIMITED | Other investment adviser, including financial planners |
SCREP V MANAGEMENT (CAYMAN) LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
SCREP VI MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
SCREP VII FEEDER MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
SCREP VII MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GRADEL, CHRISTOPHER, MARCUS | Individual | – | DIRECTOR | 03/2005 | < 5% |
LIU, ZHANYUN | Individual | – | DIRECTOR | 05/2006 | < 5% |
PAIM LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2013 | > 75% |
PACIFIC ALLIANCE GROUP LIMITED | Foreign Entity | PAIM LIMITED | SHAREHOLDER | 03/2012 | > 75% |
PAG | Foreign Entity | PACIFIC ALLIANCE GROUP LIMITED | SHAREHOLDER | 12/2010 | > 75% |
CRANE, DEREK, ROY | Individual | – | GROUP CHIEF OPERATING OFFICER | 12/2010 | < 5% |
Chan, Kevin, Yuk Lung | Individual | – | GROUP HEAD OF COMPLIANCE | 01/2017 | < 5% |
SHAN, WEIJIAN | Individual | PAG | SHAREHOLDER | 12/2022 | 25-50% |
Salathe, Gregory, Robert | Individual | – | GROUP GENERAL COUNSEL | 05/2022 | < 5% |