VERTEX VENTURE MANAGEMENT PTE. LTD.
Adviser information for VERTEX VENTURE MANAGEMENT PTE. LTD. last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-113501 |
|---|---|
| SEC ERA File Number | 802-113501 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297296 |
| Legal Entity Identifier | None |
Principal Office
250 NORTH BRIDGE ROAD#11-01 RAFFLES CITY TOWER
SINGAPORE
Singapore
Monday - Friday, 0830H TO 1800H
Tel: 65 68288088, Fax: 65 68288090
Websites
Chief Compliance Officer
ERWINA LAU
COMPLIANCE MANAGER
250 NORTH BRIDGE ROAD
#11-01 RAFFLES CITY TOWER
SINGAPORE
Singapore
Tel:
65 68288023
Fax:
65 68288090
E***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VERTEX ASIA FUND PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $7.5M | $1.0M | 1 |
| VERTEX CO-INVESTMENT FUND PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $4.1M | $1.0M | 1 |
| VERTEX EXPLORATORY FUND PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $8.2M | $1.0M | 1 |
| VERTEX FUND OF FUNDS (II) PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $37.3M | $1.0M | 1 |
| VERTEX FUND OF FUNDS PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $69.6M | $1.0M | 1 |
| VERTEX GLOBAL HC FUND I PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $55.6M | $1.0M | 4 |
| VERTEX GLOBAL HC FUND II PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $104.9M | $1.0M | 5 |
| VERTEX GLOBAL HC FUND III PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $20.7M | $1.0M | 3 |
| VERTEX GROWTH FUND II PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $113.1M | $1.0M | 44 |
| VERTEX GROWTH FUND PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $450.9M | $1.0M | 28 |
| VERTEX MASTER FUND I PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $310.0M | $1.0M | 1 |
| VERTEX MASTER FUND II PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $885.6M | $1.0M | 5 |
| VERTEX MASTER FUND III PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $212.1M | $1.0M | 3 |
| VERTEX VENTURES SEA FUND IV PTE. LTD. | VENTURE CAPITAL FUND AS DEFINED UNDER THE SINGAPORE SECURITIES AND FUTURE ACT | $216.8M | $1.0M | 50 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Chua, Kee Lock | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2009 | < 5% |
| VERTEX VENTURE HOLDINGS LTD | Foreign Entity | – | 100% SHAREHOLDER | 09/2009 | > 75% |
| ELLENSBURG HOLDING PTE LTD | Foreign Entity | VERTEX VENTURE HOLDINGS LTD | SHAREHOLDER | 10/2002 | > 75% |
| FULLERTON (PRIVATE) LIMITED | Foreign Entity | ELLENSBURG HOLDING PTE LTD | SHAREHOLDER | 08/2002 | > 75% |
| TEMASK HOLDINGS (PRIVATE) LIMITED | Foreign Entity | FULLERTON (PRIVATE) LIMITED | SHAREHOLDER | 06/1979 | > 75% |
| MINISTER FOR FINANCE (SINGAPORE) | Foreign Entity | TEMASK HOLDINGS (PRIVATE) LIMITED | SHAREHOLDER | 06/1974 | > 75% |
| Pang, Seow Lan | Individual | – | CHIEF FINANCIAL OFFICER | 09/2009 | < 5% |
| LAU, ERWINA | Individual | – | COMPLIANCE OFFICER | 12/2018 | < 5% |