SKY9 CAPITAL LTD.
Adviser information for SKY9 CAPITAL LTD. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-113508 |
|---|---|
| SEC ERA File Number | 802-113508 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283136 |
| Legal Entity Identifier | None |
Principal Office
190 ELGIN AVENUEGEORGE TOWN, GRAND CAYMAN
Cayman Islands
Monday - Friday, 9AM TO 5PM
Tel: 1 345 814 7600, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| SHANGHAI YUNYONG INVESTMENT MANAGEMENT CO., LTD | Other investment adviser, including financial planners |
| SKY9 CAPITAL FUND III GP LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SKY9 CAPITAL FUND IV GP LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SKY9 CAPITAL FUND V GP LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SKY9 CAPITAL INVESTMENT CONSULTING (SHANGHAI) CO., LTD. | Other investment adviser, including financial planners |
| SKY9 CAPITAL LIMITED | Other investment adviser, including financial planners |
| SKY9 CAPITAL MVP FUND II GP LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SKY9 CAPITAL MVP GP LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SKY9 CAPITAL MVP LTD | Other investment adviser, including financial planners |
| SKY9 HK LIMITED | Other investment adviser, including financial planners |
| SKY9 VENTURE CAPITAL PTE. LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SKY9 ALLIANCE III, L.P. | Venture Capital Fund | $3.7M | $0.2M | 5 |
| SKY9 CAPITAL FUND III, L.P. | Venture Capital Fund | $167.2M | $5.0M | 62 |
| SKY9 CAPITAL FUND IV, L.P. | Venture Capital Fund | $513.5M | $0.0M | 76 |
| SKY9 CAPITAL FUND V, L.P. | Venture Capital Fund | $410.7M | $0.1M | 74 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLOUD9 | Foreign Entity | – | SHAREHOLDER OF SKY9 CAPITAL FUND III GP LTD. | 02/2016 | > 75% |
| CLOUD9 | Foreign Entity | – | SHAREHOLDER OF SKY9 CAPITAL LTD. | 02/2016 | > 75% |
| SKY9 NEVADA, LLC | Domestic Entity | CLOUD9 | SHAREHOLDER | 11/2018 | 50-75% |
| CAO, RONALD | Individual | – | DIRECTOR OF SKY9 CAPITAL FUND III GP LTD. | 02/2016 | < 5% |
| CAO, RONALD | Individual | – | DIRECTOR OF SKY9 CAPITAL LTD. | 02/2016 | < 5% |
| CAO, RONALD | Individual | SKY9 NEVADA, LLC | SHAREHOLDER | 11/2018 | > 75% |
| CLOUD9 | Foreign Entity | – | SHAREHOLDER OF SKY9 CAPITAL FUND IV GP LTD | 01/2019 | > 75% |
| CAO, RONALD | Individual | – | DIRECTOR OF SKY9 CAPITAL FUND IV GP LTD | 01/2019 | < 5% |
| ARTUS NOMINEES LTD. | Foreign Entity | CLOUD9 | SHAREHOLDER | 09/2019 | 25-50% |
| JULIUS BAER FAMILY OFFICE & TRUST LTD. | Foreign Entity | ARTUS NOMINEES LTD. | TRUSTEE | 08/2019 | |
| LO, FEI A | Individual | – | DIRECTOR OF SKY9 CAPITAL LTD. | 01/2020 | < 5% |
| LO, FEI A | Individual | – | DIRECTOR OF SKY9 CAPITAL FUND III GP LTD. | 07/2020 | < 5% |
| LO, FEI A | Individual | – | DIRECTOR OF SKY9 CAPITAL FUND IV GP LTD | 07/2020 | < 5% |
| CLOUD9 | Foreign Entity | – | SHAREHOLDER OF SKY9 CAPITAL FUND V GP LTD. | 05/2021 | > 75% |
| LO, FEI A | Individual | – | DIRECTOR OF SKY9 CAPITAL FUND V GP LTD. | 05/2021 | < 5% |
| CAO, RONALD | Individual | – | DIRECTOR OF SKY9 CAPITAL FUND V GP LTD. | 05/2021 | < 5% |
| WONG, WAI SHAN | Individual | – | DIRECTOR OF SKY9 CAPITAL FUND V GP LTD. | 10/2021 | < 5% |