FENGATE
FENGATE CAPITAL MANAGEMENT LTD. Legal Name
Adviser information for FENGATE last updated from Form ADV on April 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-113518 |
|---|---|
| SEC ERA File Number | 802-113518 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297333 |
| Legal Entity Identifier | None |
Principal Office
SUITE 700-2275 UPPER MIDDLE ROAD EASTOAKVILLE
Canada
Monday - Friday, 8:30 AM - 5 PM
Tel: 905 4916599, Fax: 9054916599
Chief Compliance Officer
VERNITA TSANG
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
2275 UPPER MIDDLE ROAD E.
SUITE 700
OAKVILLE
Canada
Tel:
6472373710
V************@**********M
(Full email address available in API data)
Industry Affiliates
| FENGATE CORE GP (INTERNATIONAL-A) INC. | Sponsor, GP, manager of pooled investment vehicles |
| FENGATE FUND IV GP (INTERNATIONAL) INC. | Sponsor, GP, manager of pooled investment vehicles |
| FENGATE YIELD GP (U.S.) INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FENGATE BLUE JAYS FUND LP | Private Equity Fund | $255.1M | $0.0M | 7 |
| FENGATE CORE INFRASTRUCTURE FUND III (U.S.) LP | Private Equity Fund | $71.0M | $20.0M | 4 |
| FENGATE INFRASTRUCTURE FUND IV (U.S.) LP | Private Equity Fund | $60.0M | $20.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Serafini, Louis | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2012 | > 75% |
| Tsang, Vernita | Individual | – | GENERAL COUNSEL | 09/2021 | < 5% |
| Yoo, Nina, Na-Rim | Individual | – | CHIEF FINANCIAL OFFICER | 09/2022 | < 5% |