ASPER INVESTMENT MANAGEMENT LTD
Adviser information for ASPER INVESTMENT MANAGEMENT LTD last updated from Form ADV on July 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-113673 |
|---|---|
| SEC ERA File Number | 802-113673 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293173 |
| Legal Entity Identifier | None |
Principal Office
TOG BOROUGH YARDS13 DIRTY LANE
LONDON
United Kingdom
Monday - Friday, 9 - 5.30 GMT
Tel: 00447887500000, Fax: None
Chief Compliance Officer
HUMPHREY EDGINTON
TOG BOROUGH YARDS
13 DIRTY LANE
LONDON
United Kingdom
Tel:
00447887500000
C*********@***********M
(Full email address available in API data)
Industry Affiliates
| ASPER COLUMBA GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ASPER DHUK GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| ASPER DOROTHEA GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ASPER IONA SLP GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| ASPER RENEWABLE POWER GENERAL PARTNER L.P. INC | Sponsor, GP, manager of pooled investment vehicles |
| ASPER RENEWABLE POWER GP (GUERNSEY) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ASPER RPP2 GENERAL PARTNER (GUERNSEY) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASPER COLUMBA SCSP | Private Equity Fund | $137.7M | $5.0M | 13 |
| ASPER DHUK LP | Private Equity Fund | $11.5M | $8.5M | 14 |
| ASPER DOROTHEA SCSP | Private Equity Fund | $179.5M | $5.0M | 8 |
| ASPER IONA LP | Private Equity Fund | $20.1M | $10.0M | 11 |
| ASPER RENEWABLE POWER PARTNERS 2 A L.P. | Private Equity Fund | $2.7M | $5.4M | 8 |
| ASPER RENEWABLE POWER PARTNERS 2 B L.P. | Private Equity Fund | $0.3M | $5.4M | 3 |
| ASPER RENEWABLE POWER PARTNERS 2 C L.P. | Private Equity Fund | $2.4M | $5.4M | 7 |
| ASPER RENEWABLE POWER PARTNERS 2 D L.P. | Private Equity Fund | $1.5M | $5.4M | 13 |
| ASPER RENEWABLE POWER PARTNERS L.P. | Private Equity Fund | $0.6M | $8.1M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETTINICCHIO, LUIGI, CHARLES | Individual | – | DIRECTOR AND CEO OF ASPER INVESTMENT MANAGEMENT LIMITED | 03/2016 | 25-50% |
| Tinker, Emma, Natalie | Individual | – | DIRECTOR OF ASPER INVESTMENT MANAGEMENT LIMITED | 03/2016 | 25-50% |
| Quiroga, Luis | Individual | – | DIRECTOR OF ASPER INVESTMENT MANAGEMENT LIMITED | 03/2016 | 25-50% |
| Clements, Andrew, James | Individual | – | DIRECTOR OF ASPER INVESTMENT MANAGEMENT LIMITED | 12/2016 | 5-10% |
| Delpon de vaux, Olivier | Individual | – | DIRECTOR OF ASPER INVESTMENT MANAGEMENT LIMITED | 12/2016 | 5-10% |
| Sykes, Allister, Craig | Individual | – | DIRECTOR OF ASPER INVESTMENT MANAGEMENT LIMITED | 12/2016 | 5-10% |
| Edginton, Humphrey | Individual | – | HEAD OF LEGAL & COMPLIANCE | 05/2020 | < 5% |
| Knowles, Christopher, Tom Ferris | Individual | – | DIRECTOR OF ASPER COLUMBA GP S.A R.L. | 06/2019 | < 5% |
| ASPER INVESTMENT MANAGEMENT LTD | Foreign Entity | – | DIRECT OWNER OF ASPER DOROTHEA GP S.A R.L. | 03/2020 | > 75% |
| Grossman, Andrej | Individual | – | DIRECTOR OF ASPER DOROTHEA GP S.A R.L. | 05/2020 | < 5% |