RIVER OAKS CAPITAL LLC
Adviser information for RIVER OAKS CAPITAL LLC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
1905 EAST WAYZATA BLVD.SUITE 140
WAYZATA
MN
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 952-404-7025, Fax: 952-404-7027
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RIVER OAKS FINANCIAL FUND LP | Hedge Fund | $108.9M | $0.3M | 53 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELCH, JOHN, DAVID | Individual | – | PRINCIPAL | 06/2002 | 50-75% |
| JOHNSON, MATTHEW, LEWIS | Individual | – | PRINCIPAL | 06/2002 | 50-75% |
No. Employees, Historic
Holdings
From latest 13F, filed October 27th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMERIS BANCORP | COM | 2M | 63K | – |
| BANCORP DEL | COM | 876K | 25K | – |
| BANK HAWAII | COM | 373K | 8K | – |
| BANKUNITED | COM | 783K | 35K | – |
| BRIDGEWATER BANCSHARES INC | COM | 761K | 80K | – |
| BYLINE BANCORP | COM | 1M | 74K | – |
| CADENCE BANK | COM | 153K | 7K | – |
| CAPSTAR FINL HLDGS INC | COM | 2M | 138K | – |
| CITIZENS CMNTY BANCORP MD | COM | 1M | 131K | – |
| COASTAL FINL WA | COM NEW | 772K | 18K | – |
| COLUMBIA BKG SYS | COM | 2M | 83K | – |
| CONNECTONE BANCORP INC NEW | COM | 653K | 37K | – |
| CVB FINL | COM | 562K | 34K | – |
| EAST WEST BANCORP INC | COM | 1M | 26K | – |
| ENTERPRISE FINL SVCS CORP | COM | 3M | 69K | – |
| FINANCIAL INSTNS | COM | 2M | 139K | – |
| FIRST BUSINESS FINL SVCS W | COM | 3M | 95K | – |
| FIRST INTST BANCSYSTEM CL A | COM CL A | 716K | 29K | – |
| FIRST MERCHANTS | COM | 2M | 61K | – |
| FIRST NATL | COM | 846K | 48K | – |
| FS BANCORP INC | COM | 936K | 32K | – |
| HANCOCK WHITNEY CORPORATION | COM | 59K | 2K | – |
| INVESTAR HLDG | COM | 213K | 20K | – |
| MERIDIAN CORPORATION | COM | 2M | 244K | – |
| MID PENN BANCORP INC | COM | 153K | 8K | – |
| OLD SECOND BANCORP ILL | COM | 5M | 381K | – |
| ORRSTOWN FINL SVCS | COM | 3M | 155K | – |
| PEOPLES BANCORP | COM | 3M | 110K | – |
| PEOPLES BANCORP N C INC | COM | 15K | 700 | – |
| PINNACLE FINL PARTNERS INC | COM | 2M | 34K | – |
| PLUMAS BANCORP | COM | 4M | 107K | – |
| SOUTHERN CALIF BANCORP | COM | 850K | 61K | – |
| SOUTHERN FIRST BANCSHARES IN | COM | 3M | 95K | – |
| SOUTHERN MO BANCORP INC | COM | 417K | 11K | – |
| SOUTHSTATE CORPORATION | COM | 3M | 39K | – |
| SUMMIT FINANCIAL GROUP INC | COM | 595K | 26K | – |
| TOWNEBANK PORTSMOUTH VA | COM | 660K | 29K | – |
| TRUIS FINL | COM | 435K | 15K | – |
| UNITED BANKSHARES WEST VA | COM | 516K | 19K | – |
| UNITY BANCORP | COM | 2M | 95K | – |
| US BANCORP DEL | COM NEW | 1M | 45K | – |
| USCB FINANCIAL HOLDINGS CLASS A | CLASS A COM | 2M | 235K | – |
| VERITEX HLDGS INC | COM | 88K | 5K | – |
| VILLAGE BK & TR FINANCIAL CO | COM NEW | 1M | 31K | – |
| WEBSTER FINL | COM | 3M | 80K | – |
| WESTERN ALLIANCE BANCORP | COM | 1M | 29K | – |