ETHOS MID MARKET FUND I (PTY) LIMITED
ETHOS MID - MARKET FUND I PROPRIETARY LTD Legal Name
Adviser information for ETHOS MID MARKET FUND I (PTY) LIMITED last updated from Form ADV on September 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | South Africa |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-113881 |
|---|---|
| SEC ERA File Number | 802-113881 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297478 |
| Legal Entity Identifier | None |
Principal Office
35 FRICKER ROADILLOVO
JOHANNESBURG, GAUTENG
South Africa
Monday - Friday, 08H00 -17H00
Tel: + 27 11 328 7400, Fax: + 27 11 328 7420
Websites
Chief Compliance Officer
HASHEILA KESHAV
TAX AND REGULATORY MANAGER
35 FRICKER ROAD, ILLOVO
JOHANNESBURG
South Africa
Tel:
+27113287443
Fax:
+27113287420
H**************@***************M
(Full email address available in API data)
Industry Affiliates
| ETHOS MID MARKET FUND I GP (PTY) LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ETHOS MID MARKET FUND I (A) PARTNERSHIP | Private Equity Fund | $978.8M | $1.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACKENZIE, STUART, JAMES | Individual | – | DIRECTOR OF ETHOS MID MARKET FUND I (PTY) LIMITED | 09/2016 | < 5% |
| PITSI, EDWARD, TEBATSO MORUDI | Individual | – | DIRECTOR OF ETHOS MID MARKET FUND I (PTY) LIMITED | 12/2015 | < 5% |
| DE BRUYN, SONJA, EMILIA NCUMISA | Individual | – | DIRECTOR OF ETHOS MID MARKET FUND I (PTY) LIMITED | 07/2016 | 5-10% |
| ETHOS PRIVATE EQUITY | Foreign Entity | – | SHAREHOLDER OF ETHOS MID MARKET FUND I (PTY) LIMITED | 10/2016 | 25-50% |
| Sekhukhune, Ngwanamohube, Phatudi | Individual | – | SHAREHOLDER OF ETHOS MID MARKET FUND I (PTY) LIMITED | 10/2016 | 10-25% |
| MACKENZIE, STUART, JAMES | Individual | ETHOS PRIVATE EQUITY | PARTNER AND CHIEF EXECUTIVE OFFICER OF ETHOS PRIVATE EQUITY (PTY) LIMITED | 01/2014 | |
| DE SWARDT, ALIDA, RACHAEL | Individual | ETHOS PRIVATE EQUITY | NON-EXECUTIVE DIRECTOR OF ETHOS PRIVATE EQUITY (PTY) LIMITED | 03/2018 | |
| Sekhukhune, Ngwanamohube, Phatudi | Individual | – | DIRECTOR OF ETHOS MID MARKET FUND I (PTY) LIMITED | 02/2019 | 10-25% |
| Matheolane, Tabane | Individual | – | SHAREHOLDER OF ETHOS MID MARKET FUND I (PTY) LTD | 01/2019 | 10-25% |
| 7GEN INVESTMENT HOLDINGS (PTY) LTD | Foreign Entity | – | SHAREHOLDER OF ETHOS MID MARKET FUND I (PTY) LTD | 03/2019 | 25-50% |
| THE 7GEN TRUST | Foreign Entity | 7GEN INVESTMENT HOLDINGS (PTY) LTD | SHAREHOLDER OF 7GEN INVESTMENT HOLDINGS (PTY) LTD | 01/2018 | > 75% |
| Matheolane, Tabane | Individual | – | DIRECTOR OF ETHOS MID MARKET FUND I (PTY) LTD | 07/2020 | 10-25% |
| PARSONS, MARK | Individual | ETHOS PRIVATE EQUITY | PARTNER AND CHIEF FINANCIAL OFFICER OF ETHOS PRIVATE EQUITY (PTY) LTD | 07/2020 | |
| DE BEER, ANTHONIE, CHRISTOFFEL | Individual | ETHOS PRIVATE EQUITY | DIRECTOR OF ETHOS PRIVATE EQUITY | 08/2023 | |
| MATTHEWS, JONATHAN, EDWARD ROLAND | Individual | ETHOS PRIVATE EQUITY | DIRECTOR OF ETHOS PRIVATE EQUITY | 08/2023 | |
| HAYWARD-BUTT, PETER | Individual | ETHOS PRIVATE EQUITY | DIRECTOR OF ETHOS PRIVATE EQUITY | 08/2023 | |
| MYBURG, PHILLIP, ALBERT | Individual | ETHOS PRIVATE EQUITY | DIRECTOR OF ETHOS PRIVATE EQUITY | 08/2023 |