BROAD PEAK INVESTMENT ADVISERS PTE. LTD.

Adviser information for BROAD PEAK INVESTMENT ADVISERS PTE. LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Singapore

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-113889
SEC ERA File Number 802-113889
SEC CIK Numbers 1547349
SEC CRD Numbers 297771
Legal Entity Identifier 5493002FMNS26Y5BKC80

Principal Office

103 PENANG ROAD #06-07
VISIONCREST COMMERCIAL
SINGAPORE, SINGAPORE
Singapore
Monday - Friday, 8:30AM-6PM
Tel: 65-63725530, Fax: 65-63725502

Chief Compliance Officer

None

Industry Affiliates

BROAD PEAK ASIA CREDIT OPPORTUNITIES FUND GP PTE LTD Sponsor, GP, manager of pooled investment vehicles
BROAD PEAK FUND II GP PTE LTD Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BROAD PEAK MASTER FUND II LTD Hedge Fund $3,759.0M $1.0M 34

Control Persons

Name Type Entity Title Since Ownership
AHMAD, SYED, HYDER Individual DIRECTOR, CIO 09/2006 < 5%
SINNATHURAY, CHANDRA, RAJ Individual COO, DIRECTOR AND GENERAL COUNSEL 09/2009 < 5%
BROAD PEAK INVESTMENT HOLDINGS LTD Foreign Entity SHAREHOLDER 08/2007 > 75%
AHMAD, SYED, HYDER Individual BROAD PEAK INVESTMENT HOLDINGS LTD SHAREHOLDER 11/2006 > 75%

No. Employees, Historic

00020192020202120222023202420250 on 9/12/20190 on 11/11/20190 on 3/26/20200 on 3/26/20210 on 1/28/20220 on 3/28/20220 on 3/17/20230 on 3/28/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ANSYS INC COM 29M 92K
CELESTICA INC COM 20M 341K
H WORLD GROUP LTD SPONSORED ADS 47M 1M
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 50M 302K
LAS VEGAS SANDS CORP COM 50M 1M
NETEASE INC SPONSORED ADS 32M 335K
NEW ORIENTAL ED & TECHNOLOGY SPON ADR 17M 224K
NVENT ELECTRIC PLC SHS 10M 128K
NVIDIA CORPORATION COM 74M 596K
SYNOPSYS INC COM 17M 29K
TAKE-TWO INTERACTIVE SOFTWAR COM 15M 97K
TAL EDUCATION GROUP SPONSORED ADS 16M 2M
WINNEBAGO INDS INC COM 48M 878K