FIERA CAPITAL (ASIA) HONG KONG LIMITED
Adviser information for FIERA CAPITAL (ASIA) HONG KONG LIMITED last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-113941 |
|---|---|
| SEC ERA File Number | 802-113941 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297705 |
| Legal Entity Identifier | 254900LJBUN2QL7GBT59 |
Principal Office
SUITE 3205, NO. 9 QUEEN'S ROADCENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM
Tel: 85237134800, Fax: 85258019801
Chief Compliance Officer
ANDREAS FRANZ
HEAD OF COMPLIANCE, EUROPE & ASIA
3RD FLOOR, QUEENSBERRY HOUSE
3RD FLOOR, QUEENSBERRY HOUSE
LONDON
United Kingdom
Tel:
+447925356171
A*****@***************M
(Full email address available in API data)
Industry Affiliates
| CLEARWATER CAPITAL PARTNERS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIERA CAPITAL (ASIA) SINGAPORE PTE. LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIERA CAPITAL (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIERA CAPITAL CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIERA CAPITAL INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUPTA, AMIT | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 01/2002 | < 5% |
| PETTY, ROBERT, DEAN | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 01/2002 | < 5% |
| TALIB, REHAN | Individual | – | CHIEF FINANCIAL OFFICER | 03/2015 | < 5% |
| FIERA CAPITAL (ASIA) INC. | Foreign Entity | – | SHAREHOLDER OF FIERA CAPITAL (ASIA) HONG KONG LIMITED | 04/2019 | > 75% |
| FIERA CAPITAL CORPORATION | Foreign Entity | FIERA CAPITAL (ASIA) INC. | SHAREHOLDER OF, FIERA CAPITAL (ASIA) INC. | 08/2018 | > 75% |
| FRANZ, ANDREAS, NMN | Individual | – | HEAD OF COMPLIANCE, EUROPE & ASIA | 10/2023 | < 5% |