ALLEGRO FUNDS PTY LTD
Adviser information for ALLEGRO FUNDS PTY LTD last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-113951 |
|---|---|
| SEC ERA File Number | 802-113951 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290709 |
| Legal Entity Identifier | None |
Principal Office
LEVEL 29, 20 BOND STREETSYDNEY, NSW
Australia
Monday - Friday, 9:00AM - 5:00PM
Tel: 61 2 8228 8700, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALLEGRO FUND III | UNLISTED PRIVATE EQUITY FUND | $514.8M | $1.5M | 18 |
| ALLEGRO FUND IV | UNLISTED PRIVATE EQUITY FUND | $158.5M | $1.5M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Moynihan, Chester | Individual | – | MANAGING DIRECTOR | 12/2007 | < 5% |
| Loader, Adrian | Individual | – | MANAGING DIRECTOR | 12/2007 | < 5% |
| Cheung, Jennifer | Individual | – | CHIEF FINANCIAL OFFICER | 10/2008 | < 5% |
| THORPE, ROBERT | Individual | – | MANAGING DIRECTOR, FINANCE & OPERATIONS | 04/2016 | < 5% |
| THE MOYNIHAN FAMILY TRUST | Foreign Entity | – | OWNER | 12/2007 | 50-75% |
| THE LOADER FAMILY TRUST | Foreign Entity | – | OWNER | 12/2007 | 50-75% |
| MFT CUSTODIANS PTY LTD | Foreign Entity | – | TRUSTEE | 12/2007 | < 5% |
| LFT CUSTODIANS PTY LTD | Foreign Entity | – | TRUSTEE | 12/2007 | < 5% |
| Moynihan, Chester | Individual | MFT CUSTODIANS PTY LTD | OWNER | 12/2007 | > 75% |
| Loader, Adrian | Individual | LFT CUSTODIANS PTY LTD | OWNER | 12/2007 | > 75% |
| GREENWICH WEST PTY LTD. | Foreign Entity | – | OWNER | 02/2023 | 10-25% |
| Bou, Fay | Individual | – | MANAGING DIRECTOR | 02/2023 | < 5% |