WATEROUS ENERGY FUND
WATEROUS ENERGY FUND MANAGEMENT CORP. (ALBERTA) Legal Name
Adviser information for WATEROUS ENERGY FUND last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Canada |
Employees
Total Number of Employees | 0 |
---|---|
Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-114069 |
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SEC ERA File Number | 802-114069 |
SEC CIK Numbers | None |
SEC CRD Numbers | 298574 |
Legal Entity Identifier | None |
Principal Office
301 8TH AVENUE SWSUITE 600
CALGARY, ALBERTA
Canada
Monday - Friday, 8:30AM-6PM
Tel: 403-930-6048, Fax: None
Chief Compliance Officer
CONNOR WATEROUS
MANAGING DIRECTOR
301 8TH AVENUE SW
SUITE 600
CALGARY, ALBERTA
Canada
Tel:
403-930-6052
C**************@***********M
(Full email address available in API data)
Industry Affiliates
WATEROUS ENERGY FUND MANAGEMENT (US), LLC | Other investment adviser, including financial planners |
WEF CO-INVESTMENT GP (CANADIAN) CORP | Sponsor, GP, manager of pooled investment vehicles |
WEF CO-INVESTMENT GP (INTERNATIONAL) CORP | Sponsor, GP, manager of pooled investment vehicles |
WEF GP (CANADIAN) CORP | Sponsor, GP, manager of pooled investment vehicles |
WEF GP (INTERNATIONAL) LTD | Sponsor, GP, manager of pooled investment vehicles |
WEF GP (US) LTD | Sponsor, GP, manager of pooled investment vehicles |
WEF II GP (CANADIAN) CORP. | Sponsor, GP, manager of pooled investment vehicles |
WEF II GP (INTERNATIONAL) LTD. | Sponsor, GP, manager of pooled investment vehicles |
WEF II GP (US) CORP. | Sponsor, GP, manager of pooled investment vehicles |
WEF III GP (CANADIAN FI) CORP | Sponsor, GP, manager of pooled investment vehicles |
WEF III GP (CANADIAN) CORP | Sponsor, GP, manager of pooled investment vehicles |
WEF III GP (INTERNATIONAL FI) CORP | Sponsor, GP, manager of pooled investment vehicles |
WEF III GP (US) CORP | Sponsor, GP, manager of pooled investment vehicles |
WEF OSUM I GP LTD | Sponsor, GP, manager of pooled investment vehicles |
WEF OSUM II GP LTD | Sponsor, GP, manager of pooled investment vehicles |
WEF OSUM III GP LTD | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LIRICON CAPITAL | Foreign Entity | – | SOLE MEMBER | 12/2016 | > 75% |
WATEROUS, ADAM, RICHARD | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2016 | < 5% |
WATEROUS, ADAM, RICHARD | Individual | LIRICON CAPITAL | SHAREHOLDER | 12/2016 | 50-75% |
WATEROUS, JANET, KATHERINE | Individual | LIRICON CAPITAL | SHAREHOLDER | 12/2016 | 50-75% |
WATEROUS, CONNOR, LONERGAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |