ASSURED ASSET MANAGEMENT LIMITED
Adviser information for ASSURED ASSET MANAGEMENT LIMITED last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-114074 |
|---|---|
| SEC ERA File Number | 802-114074 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297607 |
| Legal Entity Identifier | 2549001A91YGTWICJ886 |
Principal Office
1805, 18TH FLOOR, SUN HOUSE181 DES VOEUX ROAD CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM
Tel: 852 3653 5259, Fax: None
Websites
Chief Compliance Officer
CLAIRE IKEDA-THEW
1805, 18TH FLOOR, SUN HOUSE
181 DES VOEUX ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
852 3653 5262
C****************@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FINEX ASIA GLOBAL FINTECH SPC - FINEX ASIA MARKETPLACE CREDIT FUND SP | Hedge Fund | $0.0M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SUNDAY FINANCE HOLDINGS LIMITED | Foreign Entity | – | OWNER | 04/2018 | > 75% |
| CHEUNG, ROBERT, LOCK YEN | Individual | – | DIRECTOR | 11/2017 | < 5% |
| SOLIS INVESTMENT COMPANY LIMITED | Foreign Entity | SUNDAY FINANCE HOLDINGS LIMITED | SHAREHOLDER | 05/2017 | 50-75% |
| Lin, Yen Chun | Individual | SOLIS INVESTMENT COMPANY LIMITED | SHAREHOLDER | 04/2017 | 25-50% |
| Lin, Yen Chun | Individual | – | DIRECTOR | 09/2018 | 10-25% |
| THE GINZA TRUST | Foreign Entity | SOLIS INVESTMENT COMPANY LIMITED | SHAREHOLDER | 08/2019 | 50-75% |