THE ZABEL COMPANIES, LLC

Adviser information for THE ZABEL COMPANIES, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-114083
SEC ERA File Number 802-114083
SEC CIK Numbers None
SEC CRD Numbers 298721
Legal Entity Identifier None

Principal Office

4201 CONGRESS ST.
SUITE 125
CHARLOTTE
NC
United States
Monday - Friday, 9AM-5PM
Tel: 704-973-9934, Fax: None

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
TZC BEDFORD LLC Private Equity Fund $11.5M $0.0M 5
TZC FIE LLC Private Equity Fund $15.4M $0.0M 5
TZC MPI LLC Private Equity Fund $24.2M $0.0M 4
TZC NEW MARKET LLC Private Equity Fund $0.5M $0.0M 4
TZC STANS LLC Private Equity Fund $15.1M $0.0M 5
ZABEL WOODS, LLC Private Equity Fund $1.3M $5.2M 1

Control Persons

Name Type Entity Title Since Ownership
Lunsford, William, Zabel Individual PRESIDENT AND CHIEF EXECUTIVE OFFICER 08/2018 > 75%
Jones, Richard, Paul Individual SECRETARY 08/2018 25-50%

No. Employees, Historic

0002020202120222023202420250 on 3/31/20200 on 3/31/20210 on 3/29/20220 on 3/31/20230 on 3/21/2024