THE ZABEL COMPANIES, LLC
Adviser information for THE ZABEL COMPANIES, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | North Carolina, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-114083 |
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SEC ERA File Number | 802-114083 |
SEC CIK Numbers | None |
SEC CRD Numbers | 298721 |
Legal Entity Identifier | None |
Principal Office
4201 CONGRESS ST.SUITE 125
CHARLOTTE
NC
United States
Monday - Friday, 9AM-5PM
Tel: 704-973-9934, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
TZC BEDFORD LLC | Private Equity Fund | $11.5M | $0.0M | 5 |
TZC FIE LLC | Private Equity Fund | $15.4M | $0.0M | 5 |
TZC MPI LLC | Private Equity Fund | $24.2M | $0.0M | 4 |
TZC NEW MARKET LLC | Private Equity Fund | $0.5M | $0.0M | 4 |
TZC STANS LLC | Private Equity Fund | $15.1M | $0.0M | 5 |
ZABEL WOODS, LLC | Private Equity Fund | $1.3M | $5.2M | 1 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Lunsford, William, Zabel | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 08/2018 | > 75% |
Jones, Richard, Paul | Individual | – | SECRETARY | 08/2018 | 25-50% |