INNOVATING CAPITAL MANAGEMENT, LLC
Adviser information for INNOVATING CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
---|---|
Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-114164 |
---|---|
SEC ERA File Number | 802-114164 |
SEC CIK Numbers | None |
SEC CRD Numbers | 291743 |
Legal Entity Identifier | None |
Principal Office
1 DEER PARK COURTGREENWICH
CT
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 760-822-0446, Fax: None
Chief Compliance Officer
ANTHONY GEORGIADES
MANAGING MEMBER
1 DEER PARK COURT
GREENWICH
CT
United States
Tel:
7608220446
Industry Affiliates
INNOVATING CAPITAL GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
INNOVATING CAPITAL GP LLC | Hedge Fund | $5.0M | $0.0M | 6 |
INNOVATING CAPITAL IO LP | Hedge Fund | $17.3M | $0.0M | 10 |
INNOVATING CAPITAL IOSD LP | Hedge Fund | $5.8M | $0.0M | 16 |
INNOVATING CAPITAL PARTNERS, LP | Hedge Fund | $20.1M | $0.3M | 28 |
INNOVATING CAPITAL PSL LP | Hedge Fund | $17.0M | $0.0M | 9 |
INNOVATING VENTURE PARTNERS AM, LP | Hedge Fund | $0.1M | $0.0M | 5 |
INNOVATING VENTURE PARTNERS CC, LP | Hedge Fund | $0.3M | $0.0M | 18 |
INNOVATING VENTURE PARTNERS HK, LP | Hedge Fund | $0.1M | $0.0M | 11 |
INNOVATING VENTURE PARTNERS OX, LP | Hedge Fund | $0.5M | $0.0M | 11 |
INNOVATING VENTURE PARTNERS S-I LP | Hedge Fund | $0.9M | $0.0M | 7 |
INNOVATING VENTURE PARTNERS S-II LP | Hedge Fund | $11.0M | $0.0M | 24 |
INNOVATING VENTURE PARTNERS SM, LP | Hedge Fund | $0.2M | $0.0M | 12 |
KAIN CAPITAL I, LP | Hedge Fund | $16.2M | $0.0M | 14 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KING, PENDLETON | Individual | – | MANAGING MEMBER | 10/2017 | 25-50% |
GEORGIADES, ANTHONY, EDMUND MICHAEL | Individual | – | MANAGING MEMBER | 10/2017 | 25-50% |
King, Pendleton | Individual | – | MANAGING MEMBER | 01/2020 | 5-10% |