SHANGHAI SHENYI INVESTMENT CO LTD
Adviser information for SHANGHAI SHENYI INVESTMENT CO LTD last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | China |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-114214 |
|---|---|
| SEC ERA File Number | 802-114214 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288228 |
| Legal Entity Identifier | 25490083YAMQHH51MO87 |
Principal Office
10F NO 99 HUANGPU ROADSHANGHAI
China
Monday - Friday, 9AM TO 5PM
Tel: +86 21 6838 91111, Fax: None
Websites
Chief Compliance Officer
YIN E
10F NO 99 HUANGPU ROAD
SHANGHAI
China
Tel:
+86 21 6838 9111 X 211
E****@***********M
(Full email address available in API data)
Industry Affiliates
| SHEN YI FINANCIAL ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHINA ARBITRAGE FUND | Hedge Fund | $6.0M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHEN, YI | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2012 | 50-75% |
| Zhu, Wenzhong | Individual | – | DIRECTOR | 04/2014 | 25-50% |
| TSANG, ERIC | Individual | – | CHIEF OPERATING OFFICER | 01/2011 | < 5% |
| CHEN, XINXUAN | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 03/2016 | < 5% |
| Lao, Ningning | Individual | – | DIRECTOR | 11/2021 | < 5% |
| Qiao, Yan | Individual | – | DIRECTOR | 11/2021 | < 5% |
| E, YIN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2014 | < 5% |