PELHAM GLOBAL FINANCIALS LTD
Adviser information for PELHAM GLOBAL FINANCIALS LTD last updated from Form ADV on April 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
SMITHSON PLAZA, 25 ST. JAMES'S STREETLONDON, LONDON
United Kingdom
Monday - Friday, 9-5
Tel: 44 20 7747 0200, Fax: 44 20 7747 0299
Chief Compliance Officer
FERGUS LEE
COMPLIANCE OFFICER
SMITHSON PLAZA, 25 ST. JAMES'S STREET
LONDON
United Kingdom
Tel:
+44 (0) 20 7747 0200
F***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PELHAM GLOBAL FINANCIALS MASTER FUND LTD | Hedge Fund | $629.3M | $1.0M | 64 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TURNER, ROSS, JAMES | Individual | – | DIRECTOR | 09/2014 | > 75% |
| LAD, HAMANT | Individual | – | DIRECTOR & CHIEF OPERATING OFFICER | 09/2014 | < 5% |
| PELHAM CAPITAL INVESTMENTS LTD | Foreign Entity | – | OWNER | 09/2014 | > 75% |
| TURNER, ROSS, JAMES | Individual | PELHAM CAPITAL INVESTMENTS LTD | INDIRECT OWNER | 09/2014 | > 75% |
| KIRK, STEPHEN | Individual | – | DIRECTOR | 05/2015 | < 5% |
| LAD, HAMANT | Individual | – | DIRECTOR | 09/2019 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed October 24th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 0 | 0 | 0 | 0 | – |