SARATOGA CAPITAL (SINGAPORE) PTE. LTD.
Adviser information for SARATOGA CAPITAL (SINGAPORE) PTE. LTD. last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-114321 |
|---|---|
| SEC ERA File Number | 802-114321 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163397 |
| Legal Entity Identifier | None |
Principal Office
15 SCOTTS #08-05THONG TECK BUILDING
SINGAPORE
Singapore
Monday - Friday, 0900-1800
Tel: 65 9838 8500, Fax: 0
Websites
Chief Compliance Officer
CINDY LUPITA
22 JALAN ILMU
SINGAPORE
Singapore
Tel:
65 9838 8500
Fax:
0
C****@****************M
(Full email address available in API data)
Industry Affiliates
| SA EMAS LTD. | Sponsor, GP, manager of pooled investment vehicles |
| SA ILMU LTD. | Sponsor, GP, manager of pooled investment vehicles |
| SARATOGA EMAS LTD. | Sponsor, GP, manager of pooled investment vehicles |
| SARATOGA ILMU LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SARATOGA ASIA II (DELAWARE), L.P. | Private Equity Fund | $0.1M | $1.0M | 2 |
| SARATOGA ASIA II, L.P. | Private Equity Fund | $5.7M | $1.0M | 17 |
| SARATOGA ASIA III, L.P. | Private Equity Fund | $176.3M | $10.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DRAGON INVESTMENT LTD | Foreign Entity | – | SHAREHOLDER | 08/2011 | 50-75% |
| EAGLE INVESTMENT LTD | Foreign Entity | – | SHAREHOLDER | 08/2011 | 25-50% |
| MOCK, PACK KAY | Individual | – | SHAREHOLDER | 08/2011 | 10-25% |
| Salazar, Randolph Edward, Crisol | Individual | DRAGON INVESTMENT LTD | SHAREHOLDER | 11/2017 | > 75% |
| KAI, NG, SOON | Individual | EAGLE INVESTMENT LTD | SHAREHOLDER | 07/2016 | > 75% |