KEYROCK CAPITAL MANAGEMENT LIMITED
Adviser information for KEYROCK CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-114367 |
|---|---|
| SEC ERA File Number | 802-114367 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299521 |
| Legal Entity Identifier | 549300BOUDI5M83W4Y85 |
Principal Office
3501, W50, 50 WONG CHUK HANG ROADWONG CHUK HANG
Hong Kong
Monday - Friday, 9AM - 6PM
Tel: +85237528812, Fax: +85237528809
Chief Compliance Officer
JENNIFER ROSS
CHIEF OPERATING OFFICER
3501, W50, 50 WONG CHUK HANG ROAD
WONG CHUK HANG
Hong Kong
Tel:
+85237528812
Fax:
+85237528809
C*********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KEYROCK CAPITAL MASTER FUND, LTD | Hedge Fund | $291.3M | $5.0M | 22 |
| KEYROCK OPPORTUNITIES SPC - KBF SP 1 | Private Equity Fund | $14.8M | $1.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSS, JENNIFER, MARIE | Individual | – | CHIEF OPERATING OFFICER / MANAGING DIRECTOR | 07/2018 | < 5% |
| SHIH, JONATHAN, HUNG-YEE | Individual | – | DIRECTOR / MANAGING PARTNER | 12/2017 | < 5% |
| KEYROCK CAYMAN LIMITED | Foreign Entity | – | SHAREHOLDER OF KEYROCK CAPITAL MANAGEMENT | 02/2018 | > 75% |
| SHIH, JONATHAN, HUNG-YEE | Individual | KEYROCK CAYMAN LIMITED | SHAREHOLDER | 03/2018 | > 75% |