CAPITALWORKS ADVISORS LLP

Adviser information for CAPITALWORKS ADVISORS LLP last updated from Form ADV on June 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Partnership
Fiscal Year End MARCH
Legal Location United Kingdom

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-114504
SEC ERA File Number 802-114504
SEC CIK Numbers None
SEC CRD Numbers 299057
Legal Entity Identifier None

Principal Office

THE GROVE, 4TH FLOOR
248A MARYLEBONE ROAD
LONDON, GREATER LONDON
United Kingdom
Monday - Friday, 09.00 - 17.30
Tel: 44 (0) 203 967 3415, Fax: None

Chief Compliance Officer

GRANT KUDSEE
THE GROVE, 4TH FLOOR
248A MARYLEBONE ROAD
LONDON, GREATER LONDON
United Kingdom
Tel: +44 203 967 3422
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMART, CHAD, LEONARD Individual MEMBER 06/2013 > 75%
SMART, CHAD, LEONARD Individual SMART, CHAD, LEONARD MEMBER 06/2013 > 75%
CAPITALWORKS CORPORATE PARTNER LIMITED Foreign Entity MEMBER 06/2013 < 5%

No. Employees, Historic

0002019202020212022202320240 on 6/28/20190 on 6/22/20200 on 6/29/20210 on 6/30/20220 on 6/28/2023