OPEN FOREST ASSET MANAGEMENT, LLC
Adviser information for OPEN FOREST ASSET MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-114557 |
|---|---|
| SEC ERA File Number | 802-114557 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299748 |
| Legal Entity Identifier | 984500585PU083DSEC95 |
Principal Office
RUA DA BOAVISTA 62-4Q1200-068
LISBON
Portugal
Monday - Friday, 8-5
Tel: 917-612-7710, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| 9 BASIL FUND 2 GP | Sponsor, GP, manager of pooled investment vehicles |
| 9 BASIL GP | Sponsor, GP, manager of pooled investment vehicles |
| BLUEPRINT FOREST GP | Sponsor, GP, manager of pooled investment vehicles |
| LOSSLESS CAPITAL GP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUEPRINT FOREST LP | Hedge Fund | $66.4M | $5.0M | 27 |
| CLOUD FOREST TECHNOLOGY, LP | Private Equity Fund | $15.8M | $0.0M | 34 |
| COMPOUND CANVAS LP | SPV | $34.3M | $0.0M | 27 |
| LOSSLESS CAPITAL LP | Hedge Fund | $72.8M | $5.0M | 3 |
| OPEN FOREST VALUE FUND, LP | FUND-OF-FUNDS | $355.3M | $3.0M | 107 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAM, KAI, NMN | Individual | – | MANAGER | 08/2020 | < 5% |
| CHIARAVANONT, SCHWIN, NMN | Individual | – | MANAGER | 08/2020 | < 5% |
| DURATIONAL HOLDINGS (CAYMAN) | Foreign Entity | – | MEMBER | 08/2020 | > 75% |
| CHIARAVANONT, SCHWIN, NMN | Individual | DURATIONAL HOLDINGS (CAYMAN) | DIRECTOR | 02/2021 | 50-75% |
| 2W LIGHT CO. LTD | Foreign Entity | DURATIONAL HOLDINGS (CAYMAN) | SHAREHOLDER | 04/2020 | 50-75% |
| THANAPEERASU, WALEEPORN, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 08/2020 | < 5% |
| CHIARAVANONT, PAVIYA, NMN | Individual | 2W LIGHT CO. LTD | DIRECTOR | 06/2020 | 50-75% |
| CHIARAVANONT, TIWALUCK, NMN | Individual | 2W LIGHT CO. LTD | DIRECTOR | 06/2020 | 50-75% |
| CHIARAVANONT, KACHORN, NMN | Individual | 2W LIGHT CO. LTD | DIRECTOR | 06/2020 | 50-75% |
| CHIARAVANONT, SCHWIN, NMN | Individual | 2W LIGHT CO. LTD | DIRECTOR | 10/2017 | 50-75% |