CDIB CAPITAL INTERNATIONAL (USA) CORPORATION
Adviser information for CDIB CAPITAL INTERNATIONAL (USA) CORPORATION last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-114770 |
|---|---|
| SEC ERA File Number | 802-114770 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297723 |
| Legal Entity Identifier | None |
Principal Office
21/F 445 PARK AVENUENEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 212 210 6251, Fax: 646 201 4483
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| CDIB CAPITAL INTERNATIONAL (HONG KONG) CORPORATION LIMITED | Other investment adviser, including financial planners |
| CDIB CAPITAL INTERNATIONAL CORPORATION | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DE SAINT EXUPERY, LIONEL, ALAIN, ODON | Individual | – | DIRECTOR | 05/2009 | < 5% |
| DE SAINT EXUPERY, LIONEL, ALAIN, ODON | Individual | – | CHAIRMAN | 09/2020 | < 5% |
| NAN, YI CHUN | Individual | – | DIRECTOR | 05/2009 | < 5% |
| GUO, LISA LI-LING | Individual | – | DIRECTOR | 09/2018 | < 5% |
| LIN, YU-SHAN | Individual | – | DIRECTOR | 09/2018 | < 5% |
| CDIB CAPITAL INTERNATIONAL CORPORATION | Foreign Entity | – | SHAREHOLDER | 07/1997 | > 75% |
| CDIB CAPITAL GROUP | Foreign Entity | CDIB CAPITAL INTERNATIONAL CORPORATION | SHAREHOLDER | 05/2009 | > 75% |
| CHINA DEVELOPMENT FINANCIAL HOLDING CORPORATION | Foreign Entity | CDIB CAPITAL GROUP | SHAREHOLDER | 05/2009 | > 75% |
| HUNG, CHEN-YUNG | Individual | – | DIRECTOR | 02/2020 | < 5% |