SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A.
Adviser information for SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Luxembourg |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-114915 |
|---|---|
| SEC ERA File Number | 802-114915 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299812 |
| Legal Entity Identifier | 8AFAYMK90I2QVGLMLS34 |
Principal Office
5, RUE HEIENHAFFSENNINGERBERG
Luxembourg
Monday - Friday, 9 AM - 6PM CET
Tel: 352 341 342 202, Fax: None
Websites
Chief Compliance Officer
MIKE SOMMER
HEAD OF RISK & COMPLIANCE
5, RUE HEIENHAFF
SENNINGERBERG
Luxembourg
Tel:
352 341 342 850
M**********@************M
(Full email address available in API data)
Industry Affiliates
| SCHRODER FUND ADVISORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SCHRODERS CAPITAL INVESTMENT MANAGEMENT (BEIJING) CO., LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SCHRODERS CAPITAL MANAGEMENT (LUXEMBOURG) S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL MANAGEMENT (SWITZERLAND) AG | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL MANAGEMENT (US) INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SCHRODERS CAPITAL PRIVATE EQUITY ASIA MANAGEMENT V S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY ASIA MANAGEMENT VI S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY DIRECT MANAGEMENT III S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY DIRECT MANAGEMENT IV S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY EUROPE MANAGEMENT IX S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY EUROPE MANAGEMENT S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY EUROPE MANAGEMENT VIII S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL DIRECT MANAGEMENT III S.C.S. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL INNOVATION MANAGEMENT X S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL INNOVATION MANAGEMENT XI S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL MANAGEMENT II S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL MANAGEMENT III S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY HEALTHCARE MANAGEMENT S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY INDIA MANAGEMENT S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY SECONDARIES MANAGEMENT IV S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY US MANAGEMENT V S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SCHRODERS CAPITAL PRIVATE EQUITY US MANAGEMENT VI S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SCHRODERS CAPITAL PRIVATE EQUITY ASIA V S.C.S. | Private Equity Fund | $226.6M | $5.0M | 20 |
| SCHRODERS CAPITAL PRIVATE EQUITY ASIA VI S.C.S. | Private Equity Fund | $52.5M | $1.0M | 3 |
| SCHRODERS CAPITAL PRIVATE EQUITY CHINA IV S.C.S. | Private Equity Fund | $63.6M | $0.0M | 2 |
| SCHRODERS CAPITAL PRIVATE EQUITY ELTIF 2023 | Private Equity Fund | $0.0M | $0.0M | 0 |
| SCHRODERS CAPITAL PRIVATE EQUITY EUROPE DIRECT II S.C.S. | Private Equity Fund | $397.7M | $5.5M | 10 |
| SCHRODERS CAPITAL PRIVATE EQUITY EUROPE DIRECT III S.C.S. | Private Equity Fund | $308.3M | $1.0M | 12 |
| SCHRODERS CAPITAL PRIVATE EQUITY EUROPE IX S.C.S. | Private Equity Fund | $88.6M | $0.0M | 6 |
| SCHRODERS CAPITAL PRIVATE EQUITY EUROPE VII S.C.S. | Private Equity Fund | $902.1M | $5.0M | 22 |
| SCHRODERS CAPITAL PRIVATE EQUITY EUROPE VIII S.C.S | Private Equity Fund | $462.0M | $5.0M | 24 |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL DIRECT III EUR S.C.S. | Private Equity Fund | $289.2M | $5.0M | 18 |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL DIRECT III USD S.C.S. | Private Equity Fund | $176.2M | $5.5M | 10 |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL DIRECT IV EUR S.C.S. | Private Equity Fund | $0.0M | $0.0M | 0 |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL DIRECT IV USD S.C.S. | Private Equity Fund | $0.0M | $0.0M | 0 |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL III EUR S.C.S. | Private Equity Fund | $338.5M | $5.0M | 25 |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL INNOVATION IX S.C.S. | Private Equity Fund | $296.8M | $5.0M | 13 |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL INNOVATION X S.C.S. | Private Equity Fund | $451.9M | $5.0M | 28 |
| SCHRODERS CAPITAL PRIVATE EQUITY GLOBAL INNOVATION XI S.C.S. | Private Equity Fund | $303.5M | $1.0M | 26 |
| SCHRODERS CAPITAL PRIVATE EQUITY HEALTHCARE S.C.S. | Private Equity Fund | $97.0M | $5.0M | 8 |
| SCHRODERS CAPITAL PRIVATE EQUITY INDIA S.C.S. | Private Equity Fund | $84.7M | $0.0M | 3 |
| SCHRODERS CAPITAL PRIVATE EQUITY SECONDARIES IV EUR S.C.S. | Private Equity Fund | $382.3M | $5.0M | 19 |
| SCHRODERS CAPITAL PRIVATE EQUITY SECONDARIES IV USD S.C.S. | Private Equity Fund | $53.5M | $5.0M | 9 |
| SCHRODERS CAPITAL PRIVATE EQUITY US V S.C.S. | Private Equity Fund | $246.1M | $5.0M | 22 |
| SCHRODERS CAPITAL PRIVATE EQUITY US VI S.C.S. | Private Equity Fund | $94.2M | $1.0M | 11 |
| SCHRODERS CAPITAL SEMI-LIQUID CIRCULAR ECONOMY PRIVATE PLUS | Private Equity Fund | $26.0M | $0.1M | 14 |
| SCHRODERS CAPITAL SEMI-LIQUID GLOBAL INNOVATION PRIVATE PLUS | Private Equity Fund | $44.8M | $0.1M | 14 |
| SCHRODERS CAPITAL SEMI-LIQUID GLOBAL PRIVATE EQUITY | Private Equity Fund | $1,388.9M | $0.1M | 55 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRUENEKLEE, VANESSA, ISOLDE | Individual | – | BOARD MEMBER, CONDUCTING OFFICER, HEAD OF CLIENT SERVICES AND BRANCH OVERSIGHT | 07/2018 | < 5% |
| HENNESSEY, JOHN, KENNETH WILLIAM | Individual | – | BOARD MEMBER | 04/2018 | < 5% |
| SCHRODER INTERNATIONAL FINANCE B.V. | Foreign Entity | – | DIRECT SHAREHOLDER | 08/1991 | > 75% |
| SCHRODER INTERNATIONAL HOLDINGS LIMITED | Foreign Entity | SCHRODER INTERNATIONAL FINANCE B.V. | DIRECT SHAREHOLDER | 11/2001 | > 75% |
| SCHRODER ADMINISTRATION LIMITED | Foreign Entity | SCHRODER INTERNATIONAL HOLDINGS LIMITED | DIRECT SHAREHOLDER | 06/2004 | > 75% |
| SCHRODERS PLC | Foreign Entity | SCHRODER ADMINISTRATION LIMITED | DIRECT SHAREHOLDER | 01/2004 | > 75% |
| Browne, James, Finbarr | Individual | – | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, CONDUCTING OFFICER | 01/2020 | < 5% |
| SOMMER, MIKE | Individual | – | BOARD MEMBER, CONDUCTING OFFICER, HEAD OF RISK & COMPLIANCE | 01/2021 | < 5% |
| SCHRODER INVESTMENT MANAGEMENT LIMITED | Foreign Entity | – | DIRECT SHAREHOLDER | 01/2019 | 10-25% |
| Hilborne, Peter, Augustus | Individual | – | BOARD MEMBER | 08/2019 | < 5% |
| SCHRODER INTERNATIONAL HOLDINGS LIMITED | Foreign Entity | SCHRODER INVESTMENT MANAGEMENT LIMITED | DIRECT SHAREHOLDER | 01/2019 | > 75% |
| STAPLES, GRAHAM | Individual | – | BOARD MEMBER | 07/2020 | < 5% |
| Arnold, Peter, Christopher | Individual | – | BOARD MEMBER | 10/2021 | < 5% |
| DUCHENE, JEROME, JEAN-FRANCOIS | Individual | – | CONDUCTING OFFICER, HEAD OF TECHNOLOGY | 10/2021 | < 5% |
| RALSTON, GAVIN, DOUGLAS LEWIS | Individual | – | BOARD MEMBER | 09/2023 | < 5% |
| STEINHARDT, SASCHA | Individual | – | CONDUCTING OFFICER, HEAD OF PRODUCT SERVICES | 11/2023 | < 5% |